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Special Opportunities Fund, Inc. (SPE)

NYSE - NYSE Delayed Price. Currency in USD
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12.49+0.10 (+0.81%)
At close: 04:00PM EDT

Insider Transactions

Currency in USD
Insider Purchases Last 6 MonthsSharesTrans
Purchases00
SalesN/A0
Net Shares Purchased (Sold)00
Total Insider Shares HeldN/AN/A
% Net Shares Purchased (Sold)N/AN/A
Net Institutional Purchases Prior Quarter to Latest QuarterShares
Net Shares Purchased (Sold)N/A
% Change in Institutional Shares HeldN/A

Insider Transactions Reported - Last Two Years

InsiderTransactionTypeValueDateShares

GOLDSTEIN PHILLIP
Chairman of the Board

Purchase at price 11.75 - 11.78 per share.Direct16,055Dec 28, 20231,363

GOLDSTEIN PHILLIP
Chairman of the Board

Purchase at price 10.85 per share.Direct80,290Apr 06, 20237,400

GOLDSTEIN PHILLIP
Chairman of the Board

Purchase at price 10.74 - 10.85 per share.Direct24,262Mar 30, 20232,243

GOLDSTEIN PHILLIP
Chairman of the Board

Purchase at price 11.85 per share.Direct23,700Feb 03, 20232,000

GOLDSTEIN PHILLIP
Chairman of the Board

Purchase at price 11.63 per share.Direct23,260Jan 30, 20232,000

HELLERMAN GERALD
Director

Purchase at price 14.65 - 14.94 per share.Direct82,805Apr 06, 20225,600

GOLDSTEIN PHILLIP
Chairman of the Board

Purchase at price 14.76 per share.Direct29,510Feb 07, 20222,000

HELLERMAN GERALD
Director

Purchase at price 14.50 - 14.72 per share.Direct24,386Jan 28, 20221,670

DAKOS ANDREW
President

Conversion of Exercise of derivative security at price 25.00 per share.Direct6,100Jan 27, 2022244

GOLDSTEIN PHILLIP
Chairman of the Board

Conversion of Exercise of derivative security at price 25.00 per share.Direct285,650Jan 27, 202211,426

WALDEN CHARLES C
Director

Conversion of Exercise of derivative security at price 25.00 per share.Direct60,950Jan 27, 20222,438

LUNDER MARC
Director

Conversion of Exercise of derivative security at price 25.00 per share.Indirect30,475Jan 27, 20221,219

GOLDSTEIN PHILLIP
Chairman of the Board

Sale at price 15.55 per share.Direct39,529Dec 16, 20212,542

HELLERMAN GERALD
Director

Purchase at price 15.16 - 15.17 per share.Direct37,488Sept 20, 20212,472

HELLERMAN GERALD
Director

Purchase at price 14.99 per share.Direct14,995Jul 19, 20211,000

DAKOS ANDREW
President

IndirectJul 09, 20218,449

GOLDSTEIN PHILLIP
Chairman of the Board

DirectJun 24, 20215,475

WALDEN CHARLES C
Director

DirectJun 24, 20219,779

LUNDER MARC
Director

IndirectJun 23, 20212,659

GOLDSTEIN PHILLIP
Chairman of the Board

Sale at price 15.32 - 15.43 per share.Direct1,507,516Jun 07, 202198,330

HARRIS BEN H
Director

IndirectMay 11, 2021771

HARRIS BEN H
Director

DirectMay 05, 2021346

HELLERMAN GERALD
Director

Purchase at price 11.48 per share.Direct22,960Oct 28, 20202,000

GOLDSTEIN PHILLIP
Chairman of the Board

Purchase at price 11.80 - 11.85 per share.Direct118,250Jul 22, 202010,000

GOLDSTEIN PHILLIP
Chairman of the Board

Purchase at price 11.80 - 11.85 per share.Direct118,250Jul 22, 202010,000

GOLDSTEIN PHILLIP
Chairman of the Board

Purchase at price 11.74 per share.Indirect150,695Jul 15, 202012,836

GOLDSTEIN PHILLIP
Chairman of the Board

Purchase at price 11.74 per share.Direct75,347Jul 15, 20206,418

GOLDSTEIN PHILLIP
Chairman of the Board

Sale at price 11.74 per share.Indirect75,347Jul 15, 20206,418

HELLERMAN GERALD
Director

Purchase at price 8.70 - 8.75 per share.Direct8,720Apr 03, 20201,000

HELLERMAN GERALD
Officer and Director

Purchase at price 12.49 - 12.55 per share.Direct12,536Mar 09, 20201,000

DAKOS ANDREW
President

Purchase at price 13.25 per share.Direct13,250Feb 28, 20201,000

GOLDSTEIN PHILLIP
Chairman of the Board

Stock Gift at price 0.00 per share.Direct0Dec 10, 20196,000

HELLERMAN GERALD
Officer and Director

Purchase at price 13.98 per share.Direct37,746Jul 25, 20192,700

HELLERMAN GERALD
Officer and Director

Purchase at price 13.31 per share.Direct19,965May 23, 20191,500

GOLDSTEIN PHILLIP
Chairman of the Board

Purchase at price 13.36 per share.Direct53,440Mar 19, 20194,000

GOLDSTEIN PHILLIP
Chairman of the Board

Purchase at price 12.63 - 12.68 per share.Direct39,303Jan 28, 20193,100

GOLDSTEIN PHILLIP
Chairman of the Board

Purchase at price 12.48 - 12.49 per share.Direct38,718Jan 15, 20193,100

GOLDSTEIN PHILLIP
Chairman of the Board

Conversion of Exercise of derivative security at price 24.90 per share.Direct98,280Jan 03, 20193,947

GOLDSTEIN PHILLIP
Chairman of the Board

Purchase at price 11.61 - 11.75 per share.Direct58,085Jan 02, 20195,003

GOLDSTEIN PHILLIP
Chairman of the Board

Purchase at price 11.61 - 11.75 per share.Direct58,085Jan 02, 20195,003

GOLDSTEIN PHILLIP
Chairman of the Board

Purchase at price 11.29 - 11.34 per share.Direct67,890Dec 27, 20186,000

HELLERMAN GERALD
Officer and Director

Purchase at price 14.47 per share.Direct14,470Oct 11, 20181,000

GOLDSTEIN PHILLIP
Chairman of the Board

Purchase at price 14.95 per share.Direct35,985Jul 02, 20182,407

GOLDSTEIN PHILLIP
Chairman of the Board

Purchase at price 14.95 per share.Direct1,390Jun 28, 201893

GOLDSTEIN PHILLIP
Chairman of the Board

Purchase at price 15.00 per share.Direct45,000May 24, 20183,000

GOLDSTEIN PHILLIP
Chairman of the Board

Purchase at price 15.03 per share.Direct2,796May 11, 2018186

GOLDSTEIN PHILLIP
Chairman of the Board

Purchase at price 14.89 per share.Direct44,670Apr 13, 20183,000

GOLDSTEIN PHILLIP
Chairman of the Board

Purchase at price 14.70 per share.Direct36,750Mar 27, 20182,500

GOLDSTEIN PHILLIP
Chairman of the Board

Purchase at price 14.55 - 14.74 per share.Direct52,936Mar 23, 20183,630

HELLERMAN GERALD
Officer and Director

Purchase at price 14.82 per share.Direct14,820Mar 22, 20181,000

GOLDSTEIN PHILLIP
Chairman of the Board

Purchase at price 14.92 per share.Direct14,920Feb 27, 20181,000

HELLERMAN GERALD
Officer and Director

Purchase at price 14.98 per share.Direct77,896Feb 05, 20185,200

GOLDSTEIN PHILLIP
Chairman of the Board

Purchase at price 15.14 per share.Direct15,140Feb 02, 20181,000

HELLERMAN GERALD
Officer and Director

Purchase at price 15.10 per share.Direct30,200Jan 04, 20182,000

GOLDSTEIN PHILLIP
Chairman of the Board

Purchase at price 15.52 per share.Direct24,770Aug 03, 20171,596

GOLDSTEIN PHILLIP
Chairman of the Board

Purchase at price 15.42 per share.Direct24,610Aug 03, 20171,596

HELLERMAN GERALD
Chief Financial Officer

Purchase at price 14.16 per share.Direct42,480Nov 01, 20163,000

HELLERMAN GERALD
Officer and Director

Conversion of Exercise of derivative security at price 14.83 per share.Direct11,122Aug 26, 2016750

GOLDSTEIN PHILLIP
Chairman of the Board

Purchase at price 13.50 per share.Direct22,424Jun 03, 20161,661

GOLDSTEIN PHILLIP
Chairman of the Board

Purchase at price 13.06 per share.Indirect52,240Apr 01, 20164,000

WALDEN CHARLES C
Director

Purchase at price 13.10 per share.Direct58,269Apr 01, 20164,449

WALDEN CHARLES C
Director

Sale at price 13.06 per share.Indirect56,197Apr 01, 20164,303

DAKOS ANDREW
President

Purchase at price 12.46 per share.Direct24,920Feb 03, 20162,000

GOLDSTEIN PHILLIP
Chairman of the Board

Purchase at price 12.95 - 13.03 per share.Direct35,567Jan 06, 20162,745

HELLERMAN GERALD
Chief Financial Officer

Purchase at price 13.05 per share.Direct19,575Jan 04, 20161,500

GOLDSTEIN PHILLIP
Chairman of the Board

Purchase at price 14.41 - 14.50 per share.Direct115,549Dec 02, 20158,000

GOLDSTEIN PHILLIP
Chairman of the Board

Purchase at price 14.05 - 14.56 per share.Direct172,850Nov 04, 201512,033

GOLDSTEIN PHILLIP
Chairman of the Board

Purchase at price 14.55 per share.Direct72,750Nov 03, 20155,000

HELLERMAN GERALD
Chief Financial Officer

Purchase at price 14.28 per share.Direct21,422Aug 25, 20151,500

HELLERMAN GERALD
Chief Financial Officer

Purchase at price 14.85 per share.Direct14,850Aug 19, 20151,000

HELLERMAN GERALD
Chief Financial Officer

Purchase at price 15.02 per share.Direct15,020Aug 07, 20151,000

HARRIS BEN H
Director

Purchase at price 15.50 - 15.54 per share.Indirect146,050Jun 08, 20159,401

HARRIS BEN H
Director

Sale at price 15.54 per share.Indirect96,364Jun 08, 20156,201

DAKOS ANDREW
President

Purchase at price 14.94 - 14.95 per share.Direct59,798Feb 02, 20154,000

WALDEN CHARLES C
Director

Purchase at price 15.19 per share.Direct30,380Jan 20, 20152,000

LUNDER MARC
Director

Purchase at price 15.24 per share.Indirect47,243Jan 14, 20153,100

LUNDER MARC
Director

Purchase at price 15.27 - 15.30 per share.Indirect56,518Jan 07, 20153,700

GOLDSTEIN PHILLIP
Chairman of the Board

Purchase at price 15.19 per share.Direct40,998Dec 24, 20142,699

GOLDSTEIN PHILLIP
Chairman of the Board

Purchase at price 15.18 - 15.23 per share.Direct202,212Dec 23, 201413,301

SAMUELS STEVEN
Investment Advisor

Sale at price 16.65 per share.Direct26,660Dec 12, 20141,601

HELLERMAN GERALD
Chief Financial Officer

Conversion of Exercise of derivative security at price 0.00 per share.Indirect0Feb 27, 20142,694

HELLERMAN GERALD
Chief Financial Officer

Purchase at price 16.00 per share.Indirect14,400Feb 26, 2014900

GOLDSTEIN PHILLIP
Chairman of the Board

Conversion of Exercise of derivative security at price 0.00 per share.Indirect0Feb 25, 201418,831

DAKOS ANDREW
President

Conversion of Exercise of derivative security at price 0.00 per share.Indirect0Feb 20, 2014772

DAKOS ANDREW
President

Conversion of Exercise of derivative security at price 0.00 per share.Indirect0Feb 20, 20144,287

SAMUELS STEVEN
Investment Advisor

Conversion of Exercise of derivative security at price 0.00 per share.Direct0Feb 19, 20141,515

HELLERMAN GERALD
Chief Operating Officer

Purchase at price 16.97 per share.Direct16,970Dec 26, 20131,000

HELLERMAN GERALD
Chief Operating Officer

Purchase at price 17.05 per share.Direct17,050Aug 21, 20131,000

HELLERMAN GERALD
Chief Financial Officer

Purchase at price 17.08 per share.Direct34,166May 01, 20132,000

DAS RAJEEV P
Officer and Treasurer

Purchase at price 14.97 per share.Indirect37,425Dec 26, 20122,500

CHADWICK JAMES M.
Director

Purchase at price 15.94 per share.Direct11,955Oct 11, 2012750

SAMUELS STEVEN
Investment Advisor

Purchase at price 15.77 per share.Direct15,772Sept 17, 20121,000

GOLDSTEIN PHILLIP
Chairman of the Board

Purchase at price 15.22 per share.Direct44,077Aug 31, 20122,896

GOLDSTEIN PHILLIP
Chairman of the Board

Purchase at price 14.89 - 14.94 per share.Direct157,753Jul 06, 201210,561

GOLDSTEIN PHILLIP
Chairman of the Board

Purchase at price 15.01 per share.Direct75,050Jun 25, 20125,000

WALDEN CHARLES C
Director

Purchase at price 14.97 per share.Indirect14,975Jun 01, 20121,000

SAMUELS STEVEN
Investment Advisor

Purchase at price 14.50 - 15.41 per share.Direct34,085Sept 08, 20112,280

GOLDSTEIN PHILLIP
Director

Purchase at price 14.42 per share.Direct45,437Aug 25, 20113,151

WALDEN CHARLES C
Director

Purchase at price 14.25 - 14.27 per share.Indirect14,252Aug 10, 20111,000

GOLDSTEIN PHILLIP
Director

Purchase at price 14.26 per share.Direct71,300Aug 08, 20115,000

WALDEN CHARLES C
Director

Purchase at price 14.95 per share.Indirect14,950Aug 05, 20111,000

HELLERMAN GERALD
Director

Purchase at price 15.61 per share.Indirect15,610Jul 27, 20111,000

HARRIS BEN H
Director

Purchase at price 15.59 per share.Indirect15,590May 20, 20111,000

HARRIS BEN H
Director

Purchase at price 15.59 per share.Indirect15,590May 19, 20111,000

DAKOS ANDREW
President

Purchase at price 15.37 - 15.38 per share.Indirect13,840Mar 29, 2011900

DAKOS ANDREW
President

Purchase at price 15.22 per share.Indirect1,522Mar 28, 2011100

GOLDSTEIN PHILLIP
Director

Purchase at price 14.92 per share.Indirect1,746Jan 31, 2011117

HARRIS BEN H
Director

Purchase at price 14.53 per share.Indirect14,530Dec 09, 20101,000

HELLERMAN GERALD
Director

Purchase at price 13.40 per share.Indirect13,400Sept 21, 20101,000

HELLERMAN GERALD
Director

Purchase at price 13.40 per share.Indirect13,400Sept 21, 20101,000

HARRIS BEN H
Director

Purchase at price 13.28 - 13.31 per share.Indirect13,295Aug 16, 20101,000

GOLDSTEIN PHILLIP
Director

Purchase at price 13.28 per share.Direct66,400Aug 06, 20105,000

GOLDSTEIN PHILLIP
Director

Purchase at price 12.92 per share.Direct17,442Jul 23, 20101,350

HELLERMAN GERALD
Director

Purchase at price 13.40 per share.Indirect13,400Jul 21, 20101,000

HELLERMAN GERALD
Director

Purchase at price 12.99 per share.Indirect12,986Jul 21, 20101,000

WALDEN CHARLES C
Director

Purchase at price 12.76 per share.Indirect12,760Jul 01, 20101,000

HARRIS BEN H
Director

Purchase at price 13.16 - 13.18 per share.Indirect39,519May 19, 20103,000

WALDEN CHARLES C
Director

Purchase at price 13.23 per share.Indirect26,460May 07, 20102,000

HELLERMAN GERALD
Director

Purchase at price 13.28 per share.Indirect16,600May 06, 20101,250

WALDEN CHARLES C
Director

Purchase at price 13.28 per share.Indirect26,560Apr 22, 20102,000

HELLERMAN GERALD
Director

Purchase at price 13.55 per share.Indirect54,200Mar 16, 20104,000

KARPUS MANAGEMENT INC.
Beneficial Owner of more than 10% of a Class of Security

Sale at price 14.18 per share.Direct1,424,381Jan 28, 2010100,450

WALDEN CHARLES C
Director

Purchase at price 13.15 per share.Indirect52,600Jan 26, 20104,000

DAKOS ANDREW
Director

Sale at price 14.18 per share.Indirect708,022Jan 22, 201049,931

DAS RAJEEV P
Officer and Treasurer

Sale at price 14.18 per share.Indirect404,456Jan 22, 201028,523

BULLDOG INVESTORS G P
Beneficial Owner of more than 10% of a Class of Security

Sale at price 14.18 per share.Indirect3,471,987Jan 22, 2010244,851

GOLDSTEIN PHILLIP
Director

Sale at price 14.18 per share.Indirect2,289,148Jan 22, 2010161,435

SAMUELS STEVEN
Investment Advisor

Sale at price 14.18 per share.Indirect28,140,692Jan 22, 20101,984,534

KARPUS MANAGEMENT INC.
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 13.68 per share.Direct138,168Dec 01, 200910,100

KARPUS MANAGEMENT INC.
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 13.76 per share.Direct31,896Nov 27, 20092,318

KARPUS MANAGEMENT INC.
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 13.53 per share.Direct41,943Sept 04, 20093,100

KARPUS MANAGEMENT INC.
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 13.48 per share.Direct160,412Sept 03, 200911,900

KARPUS MANAGEMENT INC.
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 13.39 per share.Direct1,339Sept 01, 2009100

KARPUS MANAGEMENT INC.
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 13.33 per share.Direct1,333Aug 31, 2009100

KARPUS MANAGEMENT INC.
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 13.14 per share.Direct1,314Aug 21, 2009100

KARPUS MANAGEMENT INC.
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 12.99 per share.Direct83,136Aug 13, 20096,400

BULLDOG INVESTORS G P
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 12.51 per share.Indirect62,550Jun 05, 20095,000

BULLDOG INVESTORS G P
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 12.52 per share.Indirect62,600Jun 04, 20095,000

BULLDOG INVESTORS G P
Beneficial Owner of more than 10% of a Class of Security

Sale at price 12.52 per share.Indirect46,875Jun 03, 20093,744

BULLDOG INVESTORS G P
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 12.58 per share.Indirect62,900May 29, 20095,000

BULLDOG INVESTORS G P
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 12.58 per share.Indirect62,900May 29, 20095,000

BULLDOG INVESTORS G P
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 12.45 per share.Indirect4,182May 12, 2009336

BULLDOG INVESTORS G P
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 12.45 per share.Indirect4,182May 12, 2009336

BULLDOG INVESTORS G P
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 12.39 per share.Indirect20,819May 11, 20091,680

BULLDOG INVESTORS G P
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 12.39 per share.Indirect20,819May 11, 20091,680

BULLDOG INVESTORS G P
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 12.32 per share.Indirect16,402May 08, 20091,331

BULLDOG INVESTORS G P
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 12.32 per share.Indirect16,402May 08, 20091,331

BULLDOG INVESTORS G P
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 12.35 per share.Indirect5,580May 07, 2009452

BULLDOG INVESTORS G P
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 12.35 per share.Indirect5,580May 07, 2009452

BULLDOG INVESTORS G P
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 12.27 per share.Indirect3,165May 05, 2009258