Yahoo Finance Former LPL Broker Suspended After Allegedly Emailing Client Data to His Wife
Nathaniel Adams allegedly sent a spreadsheet to his wife that included clients’ Social Security numbers and birthdays.
Nathaniel Adams allegedly sent a spreadsheet to his wife that included clients’ Social Security numbers and birthdays.
A decision that strips authority away from federal agencies threatens the separation of powers, she argues
WASHINGTON (AP) — The Supreme Court on Thursday stripped the Securities and Exchange Commission of a major tool in fighting securities fraud in a decision that also could have far-reaching effects on other regulatory agencies.
The New York attorney general’s office accused Donald Trump of undertaking yet another effort to “undermine the Court’s legitimacy” by calling for the judge in the former president’s civil fraud trial to recuse himself over communications with a real estate attorney.
The Supreme Court ruled that defendants in financial-fraud cases have a right to a jury trial, rather than the SEC's in-house courts.
ROME (AP) — The Vatican went on trial in a London court Wednesday, as a British financier sought to recover from the harm he said he suffered to his reputation as a result of a Vatican investigation into its 350 million euro (around $375 million) investment in a London property.
(Bloomberg) -- Ten major US and European banks, including Goldman Sachs Group Inc., JPMorgan Chase & Co. and BNP Paribas SA, plan to pay a combined $46 million to end a lengthy legal battle with pension plans that accused them of conspiring to block competitors in interest-rate swaps trading. Most Read from BloombergSupreme Court Poised to Allow Emergency Abortions in IdahoSpaceX Tender Offer Said to Value Company at Record $210 BillionSupreme Court Ends OxyContin Settlement, Cracking Sackler Sh
(Reuters) -A U.S. appeals court on Thursday revived a software engineer's proposed class action claiming Meta Platforms refused to hire him because it preferred to give jobs to foreign workers who are paid lower wages. The San Francisco-based 9th U.S. Circuit Court of Appeals in a 2-1 ruling said that a Civil War-era law barring discrimination in contracts based on "alienage" extends to bias against U.S. citizens. The decision reverses a California federal judge's dismissal of a lawsuit by Purushothaman Rajaram, a naturalized U.S. citizen who says Meta passes over American workers for jobs in favor of cheaper visa recipients.
The Supreme Court on Thursday rejected a nationwide settlement with OxyContin maker Purdue Pharma that would have shielded members of the Sackler family who own the company from civil lawsuits but also would have provided billions of dollars to combat the opioid epidemic.
A Los Angeles jury agreed Thursday that the NFL violated antitrust laws by offering Sunday afternoon games via a premium subscription service, awarding plaintiffs hefty damages of about $4.7 billion in a years-old class action suit. The NFL said it plans to contest the decision. The lawsuit first filed in 2015 covers 2.4 million residential …
A Collin County, Texas, judge threw out a sexual assault civil claim against Dallas Cowboys quarterback Dak Prescott on Wednesday.
Prince Harry was hit with a hefty legal bill Thursday and ordered to explain how communications with the ghostwriter of his memoir were destroyed after an attorney for The Sun tabloid accused him of engaging in “shocking” obfuscation in his lawsuit claiming the newspaper violated his privacy by unlawfully snooping on him. Judge Timothy Fancourt said it was troubling that all communications between the Duke of Sussex and writer J.R. Moehringer, along with all drafts of the best-selling “Spare," were destroyed. Attorney Anthony Hudson said at the High Court that Harry had created an “obstacle course” to providing documents that should be disclosed in litigation and that “we’ve had to drag those out of the claimant kicking and screaming.”
DALLAS (AP) — A district court judge in Texas has dismissed a civil lawsuit filed by a woman against Dak Prescott that accused the Dallas Cowboys quarterback of sexual assault.
The decision against the Securities and Exchange Commission could have consequences for other regulators that punish corporate wrongdoing.
The top court’s ruling deprived the agency of a forum used in about a third of its actions against securities fraud.
Supreme Court justices rule, 6-3, that fund managers accused of stock frauds are entitled to a jury trial in a federal court.
Biden seemed out of breath, hastily reciting facts while slurring and omitting words. At times, the president uttered nonsensical phrases.
There may not be a more important catch for the Dodgers this season.
“What is this?” fumed the far-right Georgia Republican, who suggested the anchor was getting her “marching orders from the Democrat Party.”
Hockey star helped his team win the first Stanley Cup
Critics on social media suggested the chyron meant one thing.