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Windtree Therapeutics, Inc. (WINT)

NasdaqCM - NasdaqCM Delayed Price. Currency in USD
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5.07-0.08 (-1.65%)
At close: 04:00PM EDT
5.06 -0.01 (-0.20%)
After hours: 07:58PM EDT

Insider Transactions

Currency in USD
Insider Purchases Last 6 MonthsSharesTrans
Purchases24,974,269101
Sales1,239,0881
Net Shares Purchased (Sold)23,735,181102
Total Insider Shares Held23.75kN/A
% Net Shares Purchased (Sold)-100.10%N/A
Net Institutional Purchases Prior Quarter to Latest QuarterShares
Net Shares Purchased (Sold)N/A
% Change in Institutional Shares HeldN/A

Insider Transactions Reported - Last Two Years

InsiderTransactionTypeValueDateShares

FRASER CRAIG E
Chief Executive Officer

Purchase at price 1.02 per share.Direct2,550Sept 27, 20232,500

FRASER CRAIG E
Chief Executive Officer

Purchase at price 0.90 per share.Direct2,250Sept 26, 20232,500

GEFFKEN DANIEL E
Director

DirectAug 23, 20232,033

SCOTT ROBERT A D
Director

DirectAug 23, 20232,033

FRASER CRAIG E
Chief Executive Officer

DirectAug 23, 202345,867

SIMONSON STEVEN G M.D.
Officer

DirectAug 23, 202315,867

CURTIS ERIC
Chief Operating Officer

DirectAug 23, 202314,667

WILLIAMS LESLIE J.
Director

DirectAug 23, 20232,033

STROBECK MARK
Director

DirectAug 23, 20232,300

FRASER CRAIG E
Chief Executive Officer

Purchase at price 1.77 per share.Direct2,650Apr 26, 20231,497

FRASER CRAIG E
Chief Executive Officer

Purchase at price 1.89 per share.Direct2,485Apr 25, 20231,315

HUANG JAMES Z
Director

Conversion of Exercise of derivative security at price 0.14 per share.Indirect156,947Feb 22, 20231,112,308

FRASER CRAIG E
Chief Executive Officer

Purchase at price 0.38 per share.Direct950Jul 27, 20222,500

HAMILL JOHN P
Chief Financial Officer

Purchase at price 0.37 per share.Direct1,100Jul 26, 20223,000

FRASER CRAIG E
Chief Executive Officer

Purchase at price 0.37 per share.Direct935Jul 26, 20222,500

FRASER CRAIG E
Chief Executive Officer

Purchase at price 0.43 per share.Direct1,926Jun 30, 20224,500

FRASER CRAIG E
Chief Executive Officer

Purchase at price 0.42 per share.Direct2,908Jun 29, 20227,000

GEFFKEN DANIEL E
Director

DirectJun 07, 20225,000

HUANG JAMES Z
Director

DirectJun 07, 20225,000

SCOTT ROBERT A D
Director

DirectJun 07, 20225,000

WILLIAMS LESLIE J.
Director

DirectJun 07, 20225,000

FRASER CRAIG E
Chief Executive Officer

Purchase at price 0.98 per share.Direct1,960Mar 16, 20222,000

FRASER CRAIG E
Chief Executive Officer

Purchase at price 0.98 per share.Direct2,940Mar 15, 20223,000

SIMONSON STEVEN G M.D.
Officer

Purchase at price 1.00 per share.Direct4,999Mar 15, 20225,000

HAMILL JOHN P
Chief Financial Officer

DirectMar 04, 202266,300

FRASER CRAIG E
Chief Executive Officer

DirectMar 04, 2022166,900

SIMONSON STEVEN G M.D.
Officer

DirectMar 04, 202266,300

CURTIS ERIC
Chief Operating Officer

DirectMar 04, 202266,300

CARMAN DIANE
General Counsel

DirectMar 04, 202266,300

BIOENGINE CAPITAL INC.
Beneficial Owner of more than 10% of a Class of Security

Sale at price 1.60 per share.Direct1,982,541Dec 30, 20211,239,088

CENTER LABORATORIES INC.
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 1.60 - 7.25 per share.Indirect2,382,538Dec 30, 20211,294,260

FRASER CRAIG E
Chief Executive Officer

Purchase at price 1.60 per share.Direct1,488Nov 19, 2021930

FRASER CRAIG E
Chief Executive Officer

Purchase at price 1.61 per share.Direct1,497Nov 18, 2021930

FRASER CRAIG E
Chief Executive Officer

Purchase at price 1.90 per share.Direct5,700Oct 22, 20213,000

HUANG JAMES Z
Director

Purchase at price 1.90 per share.Direct95,135Oct 19, 202150,000

FRASER CRAIG E
Chief Executive Officer

Purchase at price 1.91 per share.Direct5,730Oct 19, 20213,000

HAMILL JOHN P
Chief Financial Officer

Purchase at price 2.07 per share.Direct2,067Apr 16, 20211,000

FRASER CRAIG E
Chief Executive Officer

Purchase at price 2.09 per share.Direct2,092Apr 16, 20211,000

FRASER CRAIG E
Chief Executive Officer

Purchase at price 2.24 per share.Direct2,240Apr 15, 20211,000

CURTIS ERIC
Chief Operating Officer

Purchase at price 2.52 per share.Direct1,991Apr 07, 2021791

FRASER CRAIG E
Chief Executive Officer

Purchase at price 2.57 per share.Direct1,285Apr 06, 2021500

FRASER CRAIG E
Chief Executive Officer

Purchase at price 2.58 per share.Direct2,580Apr 05, 20211,000

FRASER CRAIG E
Chief Executive Officer

Purchase at price 2.46 per share.Direct1,229Apr 01, 2021500

HUANG JAMES Z
Director and Beneficial Owner of more than 10% of a Class of Security

Purchase at price 2.36 per share.Direct354,000Mar 31, 2021150,000

FRASER CRAIG E
Chief Executive Officer

Purchase at price 2.32 per share.Direct1,160Mar 31, 2021500

HAMILL JOHN P
Chief Financial Officer

Purchase at price 3.25 per share.Direct4,875Mar 25, 20211,500

FRASER CRAIG E
Chief Executive Officer

Purchase at price 3.25 per share.Direct4,875Mar 25, 20211,500

SIMONSON STEVEN G M.D.
Officer

Purchase at price 3.25 per share.Direct4,875Mar 25, 20211,500

FRASER CRAIG E
Chief Executive Officer

Purchase at price 6.56 per share.Direct1,640Oct 28, 2020250

HUANG JAMES Z
Director and Beneficial Owner of more than 10% of a Class of Security

Purchase at price 6.67 per share.Direct6,666Oct 23, 20201,000

FRASER CRAIG E
Chief Executive Officer

Purchase at price 5.83 per share.Direct1,456Oct 09, 2020250

CURTIS ERIC
Chief Operating Officer

Purchase at price 5.27 per share.Direct2,635Oct 08, 2020500

HAMILL JOHN P
Chief Financial Officer

Purchase at price 5.27 per share.Direct5,270Oct 07, 20201,000

FRASER CRAIG E
Chief Executive Officer

Purchase at price 5.17 per share.Direct1,292Oct 07, 2020250

HUANG JAMES Z
Director and Beneficial Owner of more than 10% of a Class of Security

Purchase at price 7.32 per share.Direct87,868Jun 04, 202012,000

HUANG JAMES Z
Director and Beneficial Owner of more than 10% of a Class of Security

Purchase at price 7.32 - 7.42 per share.Direct90,816Jun 04, 202012,400

PEACOCK BRUCE A
Director

Purchase at price 7.25 per share.Direct25,375May 22, 20203,500

GEFFKEN DANIEL E
Director

Purchase at price 7.25 per share.Direct15,000May 22, 20202,069

TEMPLETON MARY B
General Counsel

Purchase at price 7.25 per share.Direct7,997May 22, 20201,103

JOSEPH MAHADY M.
Director

Purchase at price 7.25 per share.Direct15,000May 22, 20202,069

HUANG JAMES Z
Director and Beneficial Owner of more than 10% of a Class of Security

Purchase at price 7.25 per share.Indirect2,000,000May 22, 2020275,862

LEONE JOHN R
Director

Purchase at price 7.25 per share.Direct15,000May 22, 20202,069

TATTORY JOHN ANDREW
Chief Financial Officer

Purchase at price 7.25 per share.Direct3,255May 22, 2020449

FRASER CRAIG E
Chief Executive Officer

Purchase at price 7.25 per share.Direct15,000May 22, 20202,069

SIMONSON STEVEN G M.D.
Officer

Purchase at price 7.25 per share.Direct3,748May 22, 2020517

SCHREIBER BRIAN D
Director

Purchase at price 7.25 per share.Direct15,000May 22, 20202,069

BIOENGINE CAPITAL INC.
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 7.25 per share.Direct399,997May 20, 202055,172

HUANG JAMES Z
Director and Beneficial Owner of more than 10% of a Class of Security

Purchase at price 3.84 per share.Direct1,535Feb 18, 2020400

FRASER CRAIG E
Chief Executive Officer

Purchase at price 4.10 per share.Direct2,050Feb 11, 2020500

HUANG JAMES Z
Director and Beneficial Owner of more than 10% of a Class of Security

Purchase at price 4.05 per share.Direct2,025Feb 07, 2020500

FRASER CRAIG E
Chief Executive Officer

Purchase at price 4.20 - 4.24 per share.Direct2,540Feb 04, 2020600

HUANG JAMES Z
Director and Beneficial Owner of more than 10% of a Class of Security

Purchase at price 4.18 - 4.20 per share.Direct8,609Jan 17, 20202,058

HUANG JAMES Z
Director and Beneficial Owner of more than 10% of a Class of Security

Purchase at price 4.05 per share.Direct62,525Dec 31, 201915,442

HUANG JAMES Z
Director and Beneficial Owner of more than 10% of a Class of Security

Purchase at price 3.73 - 3.81 per share.Direct18,724Dec 30, 20195,000

HUANG JAMES Z
Director and Beneficial Owner of more than 10% of a Class of Security

IndirectDec 06, 201996,429

HUANG JAMES Z
Director and Beneficial Owner of more than 10% of a Class of Security

Purchase at price 3.02 per share.Indirect5,000,000Dec 06, 20191,655,629

LEE'S PHARMACEUTICAL HOLDINGS LTD.
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 3.02 per share.Indirect5,000,000Dec 06, 20191,655,629

LPH II INVESTMENTS LTD
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 3.02 per share.Direct5,000,000Dec 06, 20191,655,629

TATTORY JOHN ANDREW
Chief Financial Officer

DirectFeb 07, 201922,078

FRASER CRAIG E
Chief Executive Officer

DirectFeb 07, 201998,810

FRASER CRAIG E
Chief Executive Officer

DirectFeb 07, 201998,810

SIMONSON STEVEN G M.D.
Officer

DirectFeb 07, 201923,514

PEACOCK BRUCE A
Director

DirectDec 24, 201815,000

JOSEPH MAHADY M.
Director

DirectDec 24, 201815,000

LEONE JOHN R
Director

DirectDec 24, 201815,000

LEE'S PHARMACEUTICAL HOLDINGS LTD.
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 3.31 - 4.15 per share.Indirect39,459,228Dec 21, 20189,874,799

LPH II INVESTMENTS LTD
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 3.31 per share.Direct5,994,205Dec 21, 20181,810,938

PEACOCK BRUCE A
Director

DirectNov 21, 2018850

JOSEPH MAHADY M.
Director

DirectNov 21, 2018850

LEONE JOHN R
Director

DirectNov 21, 2018650

FRASER CRAIG E
Chief Executive Officer

DirectNov 21, 2018350

SIMONSON STEVEN G M.D.
Officer

DirectNov 21, 2018150

LEE'S PHARMACEUTICAL HOLDINGS LTD.
Beneficial Owner of more than 10% of a Class of Security

DirectNov 08, 201866,900

LEE'S PHARMACEUTICAL HOLDINGS LTD.
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 4.80 per share.Indirect2,600,002Apr 04, 2018541,667

TATTORY JOHN ANDREW
Chief Financial Officer

DirectNov 01, 2017883,144

FRASER CRAIG E
Chief Executive Officer

DirectNov 01, 20171,976,190

SIMONSON STEVEN G M.D.
Officer

DirectNov 01, 2017940,564

FRASER CRAIG E
Chief Executive Officer

Purchase at price 2.05 per share.Direct15,381Oct 28, 20167,500

ROSENTHALE MARVIN E
Director

DirectAug 04, 20164,348

PEACOCK BRUCE A
Director

DirectAug 04, 20164,348

JOSEPH MAHADY M.
Director

DirectAug 04, 20164,348

LEONE JOHN R
Director

DirectAug 04, 20164,348

TEMPLETON MARY B
General Counsel

Stock Award(Grant) at price 2.70 - 3.12 per share.Indirect7,266Jun 30, 20162,513

TATTORY JOHN ANDREW
Chief Financial Officer

Stock Award(Grant) at price 2.70 - 3.12 per share.Indirect6,295Jun 30, 20162,165

FRASER CRAIG E
Chief Executive Officer

Stock Award(Grant) at price 1.93 per share.Indirect2,081Jun 30, 20161,078

SIMONSON STEVEN G M.D.
Officer

Stock Award(Grant) at price 2.70 - 3.12 per share.Indirect7,266Jun 30, 20162,513

TEMPLETON MARY B
General Counsel

Stock Award(Grant) at price 0.35 - 0.48 per share.Indirect1,298Dec 31, 20153,434

TATTORY JOHN ANDREW
Chief Financial Officer

Stock Award(Grant) at price 0.35 - 0.48 per share.Indirect580Dec 31, 20151,434

SIMONSON STEVEN G M.D.
Officer

Stock Award(Grant) at price 0.35 - 0.48 per share.Indirect1,298Dec 31, 20153,434

ROSENTHALE MARVIN E
Director

Stock Award(Grant) at price 0.00 per share.Direct0Aug 14, 201516,667

PEACOCK BRUCE A
Director

Stock Award(Grant) at price 0.00 per share.Direct0Aug 14, 201516,667

JOSEPH MAHADY M.
Director

Stock Award(Grant) at price 0.00 per share.Direct0Aug 14, 201516,667

LEONE JOHN R
Director

Stock Award(Grant) at price 0.00 per share.Direct0Aug 14, 201516,667

COOPER JOHN G
Chief Executive Officer

Purchase at price 0.87 per share.Direct36,400Jul 22, 201541,667

TEMPLETON MARY B
General Counsel

Purchase at price 0.87 per share.Direct14,560Jul 22, 201516,667

LEONE JOHN R
Director

Purchase at price 0.87 per share.Direct43,680Jul 22, 201550,000

TATTORY JOHN ANDREW
Chief Financial Officer

Purchase at price 0.87 per share.Direct7,280Jul 22, 20158,333

SIMONSON STEVEN G M.D.
Officer

Purchase at price 0.87 per share.Direct14,560Jul 22, 201516,667

COOPER JOHN G
Chief Executive Officer

Stock Award(Grant) at price 1.10 - 1.92 per share.Indirect10,901Jun 30, 20157,800

TEMPLETON MARY B
General Counsel

Stock Award(Grant) at price 1.10 - 1.92 per share.Indirect10,901Jun 30, 20157,800

TATTORY JOHN ANDREW
Chief Financial Officer

Stock Award(Grant) at price 1.10 - 1.92 per share.Indirect9,446Jun 30, 20156,759

SIMONSON STEVEN G M.D.
Officer

Stock Award(Grant) at price 1.10 - 1.92 per share.Indirect10,901Jun 30, 20157,800

COOPER JOHN G
Chief Executive Officer

Stock Award(Grant) at price 1.16 - 2.15 per share.Indirect17,500Dec 31, 201410,808

TEMPLETON MARY B
General Counsel

Stock Award(Grant) at price 1.16 - 2.15 per share.Indirect17,500Dec 31, 201410,870

COLE KATHRYN A
Officer

Stock Award(Grant) at price 1.16 - 2.15 per share.Indirect17,500Dec 31, 201410,808

MILLER THOMAS F PH.D.
Chief Operating Officer

Stock Award(Grant) at price 1.16 - 2.15 per share.Indirect17,500Dec 31, 201410,808

TATTORY JOHN ANDREW
Chief Financial Officer

Stock Award(Grant) at price 1.16 - 2.15 per share.Indirect15,600Dec 31, 20149,635

HOY THOMAS
Officer

Stock Award(Grant) at price 1.16 - 2.15 per share.Indirect17,500Dec 31, 201410,808

MAGEE MICHAEL L
Officer

Stock Award(Grant) at price 1.16 - 2.15 per share.Indirect17,500Dec 31, 201410,808

SIMONSON STEVEN G M.D.
Officer

Stock Award(Grant) at price 1.16 per share.Indirect3,695Dec 31, 20143,185

ROSENTHALE MARVIN E
Director

Stock Award(Grant) at price 0.00 per share.Direct0Jun 18, 20144,678

PEACOCK BRUCE A
Director

Stock Award(Grant) at price 0.00 per share.Direct0Jun 18, 20144,678

JOSEPH MAHADY M.
Director

Stock Award(Grant) at price 0.00 per share.Direct0Jun 18, 20144,678

LEONE JOHN R
Director

Stock Award(Grant) at price 0.00 per share.Direct0Jun 18, 201422,222

COOPER JOHN G
Chief Executive Officer

Stock Award(Grant) at price 1.52 - 2.29 per share.Indirect17,501Dec 31, 20139,280

TEMPLETON MARY B
General Counsel

Stock Award(Grant) at price 1.52 - 2.29 per share.Indirect16,499Dec 31, 20138,749

COLE KATHRYN A
Officer

Stock Award(Grant) at price 1.52 - 2.29 per share.Indirect17,501Dec 31, 20139,280

MILLER THOMAS F PH.D.
Chief Operating Officer

Stock Award(Grant) at price 1.52 - 2.29 per share.Indirect17,500Dec 31, 20139,280

TATTORY JOHN ANDREW
Officer

Stock Award(Grant) at price 1.52 - 2.29 per share.Indirect15,600Dec 31, 20138,272

HOY THOMAS
Officer

Stock Award(Grant) at price 1.52 - 2.29 per share.Indirect17,500Dec 31, 20139,280

CLAYTON RUSSELL
Officer

Stock Award(Grant) at price 1.52 - 2.29 per share.Indirect17,499Dec 31, 20139,279

MAGEE MICHAEL L
Officer

Stock Award(Grant) at price 2.23 per share.Indirect4,375Dec 31, 20131,962

ROSENTHALE MARVIN E
Director

Stock Award(Grant) at price 0.00 per share.Direct0Jun 11, 20134,734

PEACOCK BRUCE A
Director

Stock Award(Grant) at price 0.00 per share.Direct0Jun 11, 20134,734

JOSEPH MAHADY M.
Director

Stock Award(Grant) at price 0.00 per share.Direct0Jun 11, 20134,734

LEONE JOHN R
Director

Stock Award(Grant) at price 0.00 per share.Direct0Jun 11, 20134,734

LEONE JOHN R
Director

Purchase at price 2.88 per share.Direct8,640Feb 19, 20133,000

COOPER JOHN G
Chief Executive Officer

Stock Award(Grant) at price 2.11 - 2.84 per share.Indirect12,746Dec 31, 20125,341

TEMPLETON MARY B
General Counsel

Stock Award(Grant) at price 2.11 - 2.84 per share.Indirect12,376Dec 31, 20125,186

AMICK WILLIAM THOMAS
Chief Executive Officer

Stock Award(Grant) at price 2.11 - 2.84 per share.Indirect12,751Dec 31, 20125,343