TICC - TICC Capital Corp.

NasdaqGS - NasdaqGS Real Time Price. Currency in USD

Major Holders

Currency in USD
Breakdown
6.08%Shares Held by All Insider and 5% Owners
23.60%% of Shares Held by Institutional & Mutual Fund Owners
25.13%% of Float Held by Institutional & Mutual Fund Owners
98Number of Institutions Holding Shares
Direct Holders (Forms 3 and 4)
NameSharesDate Reported
COHEN JONATHAN H1,082,627Aug 31, 2017
ROSENTHAL SAUL B879,764Aug 31, 2017
ROYCE CHARLES M478,614Jun 19, 2016
NEU RICHARD W50,000Dec 11, 2016

Top Institutional Holders

HolderSharesDate Reported% OutValue
UBS Group AG944,343Jun 29, 20171.83%6,260,994
Selz Capital, LLC727,000Sep 29, 20171.41%4,899,979
Muzinich & Co., Inc.685,602Jun 29, 20171.33%4,545,541
Advisors Asset Management, Inc.510,950Jun 29, 20170.99%3,387,598
Guggenheim Capital, LLC475,545Jun 29, 20170.92%3,152,863
Two Sigma Advisers, LP430,749Jun 29, 20170.84%2,855,865
Morgan Stanley434,495Jun 29, 20170.84%2,880,701
Van Eck Associates Corporation419,844Jun 29, 20170.82%2,783,565
Bank of Montreal/Can/377,000Sep 29, 20170.73%2,540,979
Two Sigma Investments, LP360,558Jun 29, 20170.70%2,390,499

Top Mutual Fund Holders

HolderSharesDate Reported% OutValue
VanEck Vectors ETF Tr-BDC Income ETF422,344Jun 29, 20170.82%2,800,140
Blackstone Alternative Multi-Strategy Fund41,000Mar 30, 20170.08%295,610
Powershares Exhg Traded Fd Tr-Pwrshs Buyback Achievers (TM)30,937Jun 29, 20170.06%205,112
TFS Capital Investment Tr-Tfs Market Neutral Fund12,135Apr 29, 20170.02%89,070