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Capital Southwest Corporation (CSWC)

NasdaqGS - NasdaqGS Real Time Price. Currency in USD
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26.71-0.12 (-0.45%)
At close: 04:00PM EDT
26.99 +0.28 (+1.05%)
After hours: 05:16PM EDT

Insider Transactions

Currency in USD
Insider Purchases Last 6 MonthsSharesTrans
Purchases00
SalesN/A0
Net Shares Purchased (Sold)00
Total Insider Shares Held1.92MN/A
% Net Shares Purchased (Sold)N/AN/A
Net Institutional Purchases Prior Quarter to Latest QuarterShares
Net Shares Purchased (Sold)N/A
% Change in Institutional Shares HeldN/A

Insider Transactions Reported - Last Two Years

InsiderTransactionTypeValueDateShares

ROGERS-WINDSOR RAMONA LYNN
Director

Purchase at price 23.29 per share.Direct11,645Dec 21, 2023500

ROGERS-WINDSOR RAMONA LYNN
Director

Purchase at price 21.67 per share.Direct10,835Nov 02, 2023500

FURST JACK D
Director

Stock Award(Grant) at price 0.00 per share.Direct0Aug 10, 20232,240

THOMAS WILLIAM R III
Director

Stock Award(Grant) at price 0.00 per share.Direct0Aug 10, 20232,240

BATTIST CHRISTINE S
Director

Stock Award(Grant) at price 0.00 per share.Indirect0Aug 10, 20232,240

BROOKS DAVID R
Director

Stock Award(Grant) at price 0.00 per share.Direct0Aug 10, 20232,240

ROGERS-WINDSOR RAMONA LYNN
Director

Stock Award(Grant) at price 0.00 per share.Direct0Aug 10, 20232,240

DIEHL BOWEN S
Chief Executive Officer

Stock Award(Grant) at price 0.00 per share.Direct0Jun 09, 202385,612

SARNER MICHAEL SCOTT
Chief Financial Officer

Stock Award(Grant) at price 0.00 per share.Direct0Jun 09, 202359,928

WEINSTEIN JOSHUA S
Officer

Stock Award(Grant) at price 0.00 per share.Direct0Jun 09, 202351,367

ROGERS-WINDSOR RAMONA LYNN
Director

Purchase at price 19.69 per share.Direct9,843Feb 06, 2023500

ROGERS-WINDSOR RAMONA LYNN
Director

Purchase at price 18.97 per share.Direct9,485Nov 04, 2022500

BATTIST CHRISTINE S
Director

Purchase at price 18.99 per share.Indirect9,685Nov 03, 2022510

FURST JACK D
Director

Stock Award(Grant) at price 0.00 per share.Direct0Aug 10, 20222,421

THOMAS WILLIAM R III
Director

Stock Award(Grant) at price 0.00 per share.Direct0Aug 10, 20222,421

BATTIST CHRISTINE S
Director

Stock Award(Grant) at price 0.00 per share.Indirect0Aug 10, 20222,421

BROOKS DAVID R
Director

Stock Award(Grant) at price 0.00 per share.Direct0Aug 10, 20222,421

ROGERS-WINDSOR RAMONA LYNN
Director

Stock Award(Grant) at price 0.00 per share.Direct0Aug 10, 20222,421

ROGERS-WINDSOR RAMONA LYNN
Director

Purchase at price 18.57 per share.Direct15,784Jun 22, 2022850

DIEHL BOWEN S
Chief Executive Officer

Stock Award(Grant) at price 0.00 per share.Direct0Jun 10, 202263,397

SARNER MICHAEL SCOTT
Chief Financial Officer

Stock Award(Grant) at price 0.00 per share.Direct0Jun 10, 202243,990

WEINSTEIN JOSHUA S
Officer

Stock Award(Grant) at price 0.00 per share.Direct0Jun 10, 202237,473

ROGERS-WINDSOR RAMONA LYNN
Director

Purchase at price 23.81 per share.Direct17,861Mar 30, 2022750

BROOKS DAVID R
Director

Purchase at price 23.93 per share.Direct47,858Mar 29, 20222,000

BATTIST CHRISTINE S
Director

Purchase at price 25.00 per share.Direct9,724Feb 17, 2022389

ROGERS-WINDSOR RAMONA LYNN
Director

Purchase at price 23.57 - 26.40 per share.Direct61,079Dec 29, 20212,450

BATTIST CHRISTINE S
Director

Purchase at price 24.35 per share.Direct9,740Dec 20, 2021400

SARNER MICHAEL SCOTT
Chief Financial Officer

Purchase at price 26.83 per share.Direct90,000Nov 09, 20213,355

BATTIST CHRISTINE S
Director

Purchase at price 25.40 per share.Direct17,780Sept 28, 2021700

THOMAS WILLIAM R III
Director

Purchase at price 27.72 per share.Indirect110,879Sept 09, 20214,000

THOMAS WILLIAM R III
Director

Sale at price 27.70 per share.Indirect110,782Sept 09, 20214,000

BATTIST CHRISTINE S
Director

Purchase at price 27.75 per share.Direct15,764Sept 09, 2021568

MORGAN THOMAS DUANE
Director

Purchase at price 26.39 per share.Direct10,055Aug 31, 2021381

DIEHL BOWEN S
Chief Executive Officer

Stock Award(Grant) at price 0.00 per share.Direct0Jun 10, 202145,668

SARNER MICHAEL SCOTT
Chief Financial Officer

Stock Award(Grant) at price 0.00 per share.Direct0Jun 10, 202138,818

WEINSTEIN JOSHUA S
Officer

Stock Award(Grant) at price 0.00 per share.Direct0Jun 10, 202133,109

BATTIST CHRISTINE S
Director

Purchase at price 21.45 per share.Direct21,450Mar 19, 20211,000

BROOKS DAVID R
Director

Purchase at price 20.57 per share.Direct30,851Feb 11, 20211,500

DIEHL BOWEN S
Chief Executive Officer

Stock Award(Grant) at price 0.00 per share.Direct0Jun 10, 202066,631

SARNER MICHAEL SCOTT
Chief Financial Officer

Stock Award(Grant) at price 0.00 per share.Direct0Jun 10, 202055,527

DIEHL BOWEN S
Chief Executive Officer

Purchase at price 9.46 per share.Indirect189,200Mar 20, 202020,000

SARNER MICHAEL SCOTT
Chief Financial Officer

Purchase at price 9.40 per share.Direct202,100Mar 20, 202021,500

FURST JACK D
Director

Purchase at price 8.84 per share.Indirect481,584Mar 18, 202054,500

BROOKS DAVID R
Director

Purchase at price 8.90 per share.Direct35,596Mar 18, 20204,000

BATTIST CHRISTINE S
Director

Purchase at price 10.33 per share.Direct9,815Mar 17, 2020950

BATTIST CHRISTINE S
Director

Purchase at price 18.61 per share.Direct9,994Mar 02, 2020537

SARNER MICHAEL SCOTT
Chief Financial Officer

Purchase at price 18.15 per share.Direct75,318Feb 28, 20204,150

BATTIST CHRISTINE S
Director

Purchase at price 20.35 per share.Direct20,351Feb 24, 20201,000

DIEHL BOWEN S
Chief Executive Officer

Stock Award(Grant) at price 0.00 per share.Direct0Nov 15, 201922,500

SARNER MICHAEL SCOTT
Chief Financial Officer

Stock Award(Grant) at price 0.00 per share.Direct0Nov 15, 201919,000

BROOKS DAVID R
Director

Purchase at price 21.37 per share.Direct53,422Aug 30, 20192,500

BATTIST CHRISTINE S
Director

Purchase at price 21.85 per share.Direct19,888Aug 28, 2019910

DIEHL BOWEN S
Chief Executive Officer

Conversion of Exercise of derivative security at price 11.00 per share.Direct65,725Mar 29, 20195,975

FURST JACK D
Director

Purchase at price 18.16 - 18.78 per share.Direct118,469Dec 26, 20186,404

DIEHL BOWEN S
Chief Executive Officer

Stock Award(Grant) at price 0.00 per share.Direct0Nov 15, 201851,000

SARNER MICHAEL SCOTT
Chief Financial Officer

Stock Award(Grant) at price 0.00 per share.Direct0Nov 15, 201843,400

BATTIST CHRISTINE S
Director

Purchase at price 19.53 per share.Direct19,527Nov 12, 20181,000

BATTIST CHRISTINE S
Director

Purchase at price 19.01 per share.Direct15,094Aug 21, 2018794

DIEHL BOWEN S
Chief Executive Officer

Conversion of Exercise of derivative security at price 11.53 per share.Direct576,500Aug 15, 201850,000

DIEHL BOWEN S
Chief Executive Officer

Conversion of Exercise of derivative security at price 11.00 - 11.53 per share.Direct162,153Jun 20, 201814,613

DIEHL BOWEN S
Chief Executive Officer

Conversion of Exercise of derivative security at price 11.00 - 11.53 per share.Direct162,153Jun 20, 201814,613

WILSON JOHN H
Director

Purchase at price 17.10 per share.Direct51,300Mar 23, 20183,000

SARNER MICHAEL SCOTT
Chief Financial Officer

Purchase at price 16.24 per share.Direct11,368Feb 09, 2018700

MORGAN THOMAS DUANE
Director

Purchase at price 16.39 per share.Indirect49,990Feb 08, 20183,050

BROOKS DAVID R
Director

Purchase at price 16.66 per share.Direct33,326Dec 28, 20172,000

KELLEY DOUGLAS M
Officer

Purchase at price 16.87 per share.Direct6,410Nov 21, 2017380

ASHBAUGH WILLIAM M
Officer

Stock Award(Grant) at price 0.00 per share.Direct0Nov 15, 20175,000

DIEHL BOWEN S
Chief Executive Officer

Stock Award(Grant) at price 0.00 per share.Direct0Nov 15, 201746,800

KELLEY DOUGLAS M
Officer

Stock Award(Grant) at price 0.00 per share.Direct0Nov 15, 201720,000

SARNER MICHAEL SCOTT
Chief Financial Officer

Stock Award(Grant) at price 0.00 per share.Direct0Nov 15, 201739,000

KELLEY DOUGLAS M
Officer

Purchase at price 17.00 per share.Direct25,496Nov 13, 20171,500

MOAB CAPITAL PARTNERS L L C
Beneficial Owner of more than 10% of a Class of Security

Sale at price 17.30 - 17.40 per share.Indirect921,772Aug 28, 201753,270

MOAB PARTNERS L P
Beneficial Owner of more than 10% of a Class of Security

Sale at price 17.30 - 17.40 per share.Direct871,089Aug 28, 201750,341

ARMES JOSEPH B
Director

Sale at price 16.31 per share.Direct8,156Jul 31, 2017500

ARMES JOSEPH B
Director

Sale at price 16.27 per share.Direct8,135Jul 24, 2017500

ARMES JOSEPH B
Director

Sale at price 16.14 per share.Direct8,068Jul 17, 2017500

ARMES JOSEPH B
Director

Sale at price 16.18 per share.Direct8,092Jul 10, 2017500

ARMES JOSEPH B
Director

Sale at price 16.15 per share.Direct8,075Jul 03, 2017500

WILSON JOHN H
Director

Purchase at price 16.30 per share.Direct81,500Jun 28, 20175,000

ARMES JOSEPH B
Director

Sale at price 16.22 per share.Direct8,108Jun 26, 2017500

ARMES JOSEPH B
Director

Sale at price 16.14 per share.Direct8,069Jun 19, 2017500

ARMES JOSEPH B
Director

Sale at price 16.10 per share.Direct8,050Jun 12, 2017500

MORGAN THOMAS DUANE
Director

Purchase at price 16.26 per share.Indirect50,406Jun 07, 20173,100

ARMES JOSEPH B
Director

Sale at price 16.03 per share.Direct8,015Jun 05, 2017500

ARMES JOSEPH B
Director

Sale at price 16.00 per share.Direct16,000Jun 01, 20171,000

ARMES JOSEPH B
Director

Sale at price 16.00 per share.Direct8,000May 15, 2017500

ARMES JOSEPH B
Director

Sale at price 16.03 per share.Direct8,015May 08, 2017500

ARMES JOSEPH B
Director

Sale at price 16.15 per share.Direct8,075May 01, 2017500

ARMES JOSEPH B
Director

Sale at price 16.01 per share.Direct8,005Apr 24, 2017500

MOAB CAPITAL PARTNERS L L C
Beneficial Owner of more than 10% of a Class of Security

Sale at price 17.02 per share.Indirect1,702Apr 10, 2017100

MOAB PARTNERS L P
Beneficial Owner of more than 10% of a Class of Security

Sale at price 17.02 per share.Direct1,702Apr 10, 2017100

MOAB CAPITAL PARTNERS L L C
Beneficial Owner of more than 10% of a Class of Security

Sale at price 16.84 - 17.34 per share.Indirect55,619Apr 05, 20173,288

MOAB PARTNERS L P
Beneficial Owner of more than 10% of a Class of Security

Sale at price 16.84 - 17.34 per share.Indirect55,619Apr 05, 20173,288

MOAB CAPITAL PARTNERS L L C
Beneficial Owner of more than 10% of a Class of Security

Sale at price 16.84 per share.Indirect10,104Mar 31, 2017600

MOAB PARTNERS L P
Beneficial Owner of more than 10% of a Class of Security

Sale at price 16.84 per share.Indirect10,104Mar 31, 2017600

BROOKS DAVID R
Director

Purchase at price 15.98 per share.Direct166,217Mar 14, 201710,400

ARMES JOSEPH B
Director

Sale at price 16.52 per share.Direct13,217Mar 10, 2017800

ARMES JOSEPH B
Director

Sale at price 16.50 per share.Direct85,804Mar 09, 20175,200

DIEHL BOWEN S
Chief Executive Officer

Conversion of Exercise of derivative security at price 11.00 - 11.53 per share.Direct515,641Mar 08, 201745,271

ARMES JOSEPH B
Director

Sale at price 16.60 per share.Indirect141,110Mar 03, 20178,502

MOAB CAPITAL PARTNERS L L C
Beneficial Owner of more than 10% of a Class of Security

Sale at price 16.73 per share.Indirect1,673Jan 13, 2017100

MOAB PARTNERS L P
Beneficial Owner of more than 10% of a Class of Security

Sale at price 16.73 per share.Indirect1,673Jan 13, 2017100

MOAB CAPITAL PARTNERS L L C
Beneficial Owner of more than 10% of a Class of Security

Sale at price 16.80 per share.Indirect91,447Jan 06, 20175,443

MOAB PARTNERS L P
Beneficial Owner of more than 10% of a Class of Security

Sale at price 16.80 per share.Direct91,447Jan 06, 20175,443

MOAB CAPITAL PARTNERS L L C
Beneficial Owner of more than 10% of a Class of Security

Sale at price 16.74 - 16.75 per share.Indirect397,157Jan 04, 201723,718

MOAB PARTNERS L P
Beneficial Owner of more than 10% of a Class of Security

Sale at price 16.74 - 16.75 per share.Direct397,157Jan 04, 201723,718

BROOKS DAVID R
Director

Purchase at price 15.82 per share.Direct47,460Dec 14, 20163,000

ARMES JOSEPH B
Director

Stock Gift at price 0.00 per share.Direct0Dec 08, 20163,500

ARMES JOSEPH B
Director

Stock Gift at price 0.00 per share.Direct0Dec 08, 20163,500

ASHBAUGH WILLIAM M
Officer and Director

Purchase at price 14.48 per share.Direct72,400Nov 15, 20165,000

DIEHL BOWEN S
Chief Executive Officer

Purchase at price 14.48 per share.Direct624,450Nov 15, 201643,125

SARNER MICHAEL SCOTT
Chief Financial Officer

Purchase at price 14.48 per share.Direct499,560Nov 15, 201634,500

MORGAN THOMAS DUANE
Director

Purchase at price 14.35 per share.Direct101,885Nov 10, 20167,100

MORGAN THOMAS DUANE
Director

Purchase at price 14.35 per share.Indirect101,885Nov 10, 20167,100

FURST JACK D
Director

Purchase at price 14.90 per share.Direct134,100Sept 15, 20169,000

FURST JACK D
Director

Purchase at price 14.78 - 14.89 per share.Direct89,056Sept 09, 20166,000

KELLEY DOUGLAS M
Officer

Purchase at price 14.89 per share.Direct1,519Sept 07, 2016102

MORGAN THOMAS DUANE
Director

Purchase at price 14.03 per share.Direct14,030Jun 24, 20161,000

BROOKS DAVID R
Director

Purchase at price 14.00 per share.Direct56,000Jun 24, 20164,000

KELLEY DOUGLAS M
Officer

Purchase at price 13.92 per share.Direct24,708Jun 24, 20161,775

SARNER MICHAEL SCOTT
Chief Financial Officer

Purchase at price 14.12 per share.Direct70,402Jun 23, 20164,986

SARNER MICHAEL SCOTT
Chief Financial Officer

Purchase at price 13.85 per share.Direct24,930Jun 17, 20161,800

ASHBAUGH WILLIAM M
Officer

Conversion of Exercise of derivative security at price 7.36 per share.Direct43,969Mar 21, 20165,974

WILSON JOHN H
Director

Purchase at price 14.07 per share.Direct28,140Mar 18, 20162,000

KELLEY DOUGLAS M
Officer

Purchase at price 14.04 per share.Direct70,180Feb 18, 20165,000

MORGAN THOMAS DUANE
Director

Purchase at price 13.34 per share.Direct12,673Feb 12, 2016950

MOAB CAPITAL PARTNERS L L C
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 13.72 per share.Indirect15,092Jan 15, 20161,100

MOAB CAPITAL PARTNERS L L C
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 13.89 - 13.91 per share.Indirect93,177Jan 14, 20166,700

MOAB CAPITAL PARTNERS L L C
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 13.96 - 14.24 per share.Indirect1,276,613Jan 13, 201690,475

WILSON JOHN H
Director

Purchase at price 14.12 per share.Direct11,296Dec 17, 2015800

BROOKS DAVID R
Director

Purchase at price 14.14 per share.Direct15,554Dec 15, 20151,100

DIEHL BOWEN S
Chief Executive Officer

Stock Award(Grant) at price 0.00 per share.Direct0Dec 11, 2015587

KELLEY DOUGLAS M
Officer

Purchase at price 14.28 per share.Direct99,960Nov 20, 20157,000

MORGAN THOMAS DUANE
Director

Purchase at price 14.61 per share.Direct12,711Nov 12, 2015870

ASHBAUGH WILLIAM M
Officer

Stock Award(Grant) at price 0.00 per share.Direct0Nov 10, 201510,000

DIEHL BOWEN S
Chief Executive Officer

Stock Award(Grant) at price 0.00 per share.Direct0Nov 10, 201547,000

KELLEY DOUGLAS M
Officer

Stock Award(Grant) at price 0.00 per share.Direct0Nov 10, 201524,000

SARNER MICHAEL SCOTT
Chief Financial Officer

Stock Award(Grant) at price 0.00 per share.Direct0Nov 10, 201524,000

WILSON JOHN H
Director

Purchase at price 45.06 per share.Direct24,783Aug 24, 2015550

ARMES JOSEPH B
Chief Executive Officer

Purchase at price 48.51 per share.Indirect48,508Aug 11, 20151,000

MORGAN THOMAS DUANE
Director

Purchase at price 48.11 per share.Direct14,433Aug 11, 2015300

GOLDEN MATTHEW BAILEY
Officer

Sale at price 49.75 per share.Indirect54,725Jun 05, 20151,100

THOMAS WILLIAM R III
Director

Stock Gift at price 0.00 per share.Direct0May 29, 201520,000

GOLDEN MATTHEW BAILEY
Officer

Sale at price 50.50 per share.Indirect5,050May 28, 2015100

ASHBAUGH WILLIAM M
Officer

Sale at price 51.03 - 51.05 per share.Direct208,358May 26, 20154,083

ASHBAUGH WILLIAM M
Officer

Conversion of Exercise of derivative security at price 19.18 per share.Direct78,312May 26, 20154,083

ASHBAUGH WILLIAM M
Officer

Sale at price 51.11 - 51.53 per share.Direct713,005May 21, 201513,917

ASHBAUGH WILLIAM M
Officer

Conversion of Exercise of derivative security at price 19.18 - 23.37 per share.Direct317,208May 21, 201513,917

ASHBAUGH WILLIAM M
Officer

Sale at price 51.11 - 51.53 per share.Direct713,005May 21, 201513,917

ASHBAUGH WILLIAM M
Officer

Conversion of Exercise of derivative security at price 19.18 - 23.37 per share.Direct308,828May 21, 201513,917