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Caterpillar Inc. (CAT)

NYSE - NYSE Delayed Price. Currency in USD
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331.07-3.50 (-1.05%)
At close: 04:00PM EDT
333.42 +2.35 (+0.71%)
Pre-Market: 05:42AM EDT

Insider Transactions

Currency in USD
Insider Purchases Last 6 MonthsSharesTrans
Purchases686,84029
Sales67,7326
Net Shares Purchased (Sold)619,10835
Total Insider Shares Held982.86kN/A
% Net Shares Purchased (Sold)169.60%N/A
Net Institutional Purchases Prior Quarter to Latest QuarterShares
Net Shares Purchased (Sold)N/A
% Change in Institutional Shares HeldN/A

Insider Transactions Reported - Last Two Years

InsiderTransactionTypeValueDateShares

BONFIELD ANDREW ROBERT JOHN
Chief Financial Officer

Conversion of Exercise of derivative security at price 196.70 - 219.76 per share.Direct6,173,152Mar 07, 202429,579

BONFIELD ANDREW ROBERT JOHN
Chief Financial Officer

Stock Award(Grant) at price 0.00 per share.Direct0Mar 04, 20243,543

JOHNSON CHERYL H
Officer

Stock Award(Grant) at price 0.00 per share.Direct0Mar 04, 20241,846

UMPLEBY DONALD JAMES III
Chief Executive Officer

Stock Award(Grant) at price 0.00 per share.Direct0Mar 04, 202412,181

JOHNSON DENISE C.
Officer

Stock Award(Grant) at price 0.00 per share.Direct0Mar 04, 20242,731

DE LANGE BOB
Officer

Stock Award(Grant) at price 0.00 per share.Direct0Mar 04, 20242,731

CREED JOSEPH E
Chief Operating Officer

Stock Award(Grant) at price 0.00 per share.Direct0Mar 04, 20245,168

SCHAUPP WILLIAM E
Officer

Stock Award(Grant) at price 0.00 per share.Direct0Mar 04, 2024229

FASSINO ANTHONY D.
Officer

Stock Award(Grant) at price 0.00 per share.Direct0Mar 04, 20242,731

KAISER JASON
Officer

Stock Award(Grant) at price 0.00 per share.Direct0Mar 04, 20242,731

OWENS DEREK
General Counsel

Stock Award(Grant) at price 0.00 per share.Direct0Mar 04, 20242,510

FASSINO ANTHONY D.
Officer

Sale at price 329.80 per share.Direct1,508,835Feb 28, 20244,575

FASSINO ANTHONY D.
Officer

Conversion of Exercise of derivative security at price 138.35 per share.Direct1,090,336Feb 28, 20247,881

UMPLEBY DONALD JAMES III
Chief Executive Officer

Stock Gift at price 0.00 per share.Indirect0Feb 26, 20248,081

MACLENNAN DAVID W
Director

Purchase at price 323.37 per share.Direct113,180Feb 23, 2024350

FASSINO ANTHONY D.
Officer

Sale at price 321.96 per share.Direct1,446,888Feb 22, 20244,494

FASSINO ANTHONY D.
Officer

Conversion of Exercise of derivative security at price 138.35 per share.Direct1,090,198Feb 22, 20247,880

FASSINO ANTHONY D.
Officer

Sale at price 322.00 per share.Direct2,405,018Feb 15, 20247,469

FASSINO ANTHONY D.
Officer

Conversion of Exercise of derivative security at price 151.12 per share.Direct2,126,712Feb 15, 202414,073

BONFIELD ANDREW ROBERT JOHN
Chief Financial Officer

Stock Award(Grant) at price 0.00 per share.Direct0Feb 13, 202412,520

JOHNSON CHERYL H
Officer

Stock Award(Grant) at price 0.00 per share.Direct0Feb 13, 20244,213

UMPLEBY DONALD JAMES III
Chief Executive Officer

Stock Award(Grant) at price 0.00 per share.Direct0Feb 13, 202442,136

JOHNSON DENISE C.
Officer

Stock Award(Grant) at price 0.00 per share.Direct0Feb 13, 202412,280

DE LANGE BOB
Officer

Stock Award(Grant) at price 0.00 per share.Direct0Feb 13, 202412,039

CREED JOSEPH E
Chief Operating Officer

Stock Award(Grant) at price 0.00 per share.Direct0Feb 13, 202412,039

FASSINO ANTHONY D.
Officer

Stock Award(Grant) at price 0.00 per share.Direct0Feb 13, 202412,039

KAISER JASON
Officer

Stock Award(Grant) at price 0.00 per share.Direct0Feb 13, 20242,408

DE LANGE BOB
President

Sale at price 325.52 per share.Direct6,899,071Feb 07, 202421,194

DE LANGE BOB
President

Conversion of Exercise of derivative security at price 95.66 per share.Direct2,869,800Feb 07, 202430,000

BONFIELD ANDREW ROBERT JOHN
Chief Financial Officer

Sale at price 310.10 - 333.13 per share.Direct6,429,134Feb 05, 202420,000

BONFIELD ANDREW ROBERT JOHN
Chief Financial Officer

Sale at price 300.04 per share.Direct3,000,400Jan 25, 202410,000

JOHNSON DENISE C.
Officer

Stock Award(Grant) at price 0.00 per share.Direct0Jan 12, 20246,887

DE LANGE BOB
Officer

Stock Award(Grant) at price 0.00 per share.Direct0Jan 12, 20246,887

FASSINO ANTHONY D.
Officer

Stock Award(Grant) at price 0.00 per share.Direct0Jan 12, 20246,887

UMPLEBY DONALD JAMES III
Chief Executive Officer

Conversion of Exercise of derivative security at price 127.60 - 151.12 per share.Direct59,942,080Dec 18, 2023422,260

FASSINO ANTHONY D.
Officer

Sale at price 279.00 - 282.57 per share.Direct1,589,759Aug 30, 20235,663

FASSINO ANTHONY D.
Officer

Conversion of Exercise of derivative security at price 74.77 - 95.66 per share.Direct735,904Aug 30, 20238,281

JOHNSON CHERYL H
Officer

Sale at price 286.27 - 287.06 per share.Direct5,238,129Aug 09, 202318,294

JOHNSON CHERYL H
Officer

Conversion of Exercise of derivative security at price 151.12 per share.Direct2,764,589Aug 09, 202318,294

MACLENNAN DAVID W
Director

Stock Award(Grant) at price 277.21 per share.Direct124,744Aug 07, 2023450

UMPLEBY DONALD JAMES III
Chief Executive Officer

Stock Gift at price 0.00 per share.Indirect0Aug 04, 20235,114

JOHNSON DENISE C.
Officer

Sale at price 281.45 per share.Direct11,749,975Aug 03, 202341,748

JOHNSON DENISE C.
Officer

Conversion of Exercise of derivative security at price 127.60 - 138.35 per share.Direct5,520,674Aug 03, 202341,748

CREED JOSEPH E
Officer

Sale at price 284.84 - 285.55 per share.Direct2,078,361Aug 03, 20237,286

CREED JOSEPH E
Officer

Conversion of Exercise of derivative security at price 127.60 per share.Direct982,265Aug 03, 20237,698

BONFIELD ANDREW ROBERT JOHN
Chief Financial Officer

Conversion of Exercise of derivative security at price 196.70 - 219.76 per share.Direct9,556,114Aug 02, 202344,973

DE LANGE BOB
Officer

Sale at price 275.00 per share.Direct5,500,000Aug 01, 202320,000

DE LANGE BOB
Officer

Conversion of Exercise of derivative security at price 95.66 per share.Direct1,913,200Aug 01, 202320,000

JOHNSON CHERYL H
Officer

Sale at price 260.00 per share.Direct1,667,900Jul 18, 20236,415

JOHNSON CHERYL H
Officer

Conversion of Exercise of derivative security at price 127.60 per share.Direct818,554Jul 18, 20236,415

REED-KLAGES DEBRA
Director

Stock Award(Grant) at price 243.32 per share.Direct169,837Jun 14, 2023698

MACLENNAN DAVID W
Director

Stock Award(Grant) at price 243.32 per share.Direct169,837Jun 14, 2023698

CALHOUN DAVID L.
Director

Stock Award(Grant) at price 243.32 per share.Direct169,837Jun 14, 2023698

SCHWAB SUSAN C
Director

Stock Award(Grant) at price 243.32 per share.Direct169,837Jun 14, 2023698

WILKINS RAYFORDJR
Director

Stock Award(Grant) at price 243.32 per share.Direct169,837Jun 14, 2023698

DICKINSON DANIEL M
Director

Stock Award(Grant) at price 243.32 per share.Direct169,837Jun 14, 2023698

FISH JAMES C JR
Director

Stock Award(Grant) at price 243.32 per share.Direct169,837Jun 14, 2023698

MARKS JUDITH FRAN
Director

Stock Award(Grant) at price 243.32 per share.Direct169,837Jun 14, 2023698

AYOTTE KELLY A
Director

Stock Award(Grant) at price 243.32 per share.Direct169,837Jun 14, 2023698

JOHNSON GERALD
Director

Stock Award(Grant) at price 243.32 per share.Direct169,837Jun 14, 2023698

LONG SUZETTE M
General Counsel

Conversion of Exercise of derivative security at price 127.60 per share.Direct2,619,500Jun 07, 202320,529

BONFIELD ANDREW ROBERT JOHN
Chief Financial Officer

Conversion of Exercise of derivative security at price 127.60 per share.Direct2,946,922Mar 02, 202323,095

MACLENNAN DAVID W
Director

Purchase at price 249.29 per share.Direct99,716Feb 17, 2023400

LONG SUZETTE M
General Counsel

Sale at price 250.91 - 251.65 per share.Direct2,008,289Feb 09, 20238,000

BONFIELD ANDREW ROBERT JOHN
Chief Financial Officer

Stock Award(Grant) at price 0.00 per share.Direct0Feb 07, 202315,029

JOHNSON CHERYL H
Officer

Stock Award(Grant) at price 0.00 per share.Direct0Feb 07, 20234,174

UMPLEBY DONALD JAMES III
Chief Executive Officer

Stock Award(Grant) at price 0.00 per share.Direct0Feb 07, 202349,260

JOHNSON DENISE C.
Officer

Stock Award(Grant) at price 0.00 per share.Direct0Feb 07, 202315,446

DE LANGE BOB
Officer

Stock Award(Grant) at price 0.00 per share.Direct0Feb 07, 202315,446

LONG SUZETTE M
Officer

Stock Award(Grant) at price 0.00 per share.Direct0Feb 07, 202313,359

CREED JOSEPH E
Officer

Stock Award(Grant) at price 0.00 per share.Direct0Feb 07, 20235,009

FASSINO ANTHONY D.
Officer

Stock Award(Grant) at price 0.00 per share.Direct0Feb 07, 20234,801

DICKINSON DANIEL M
Director

Sale at price 251.22 per share.Direct1,524,905Feb 06, 20236,070

JOHNSON CHERYL H
Officer

Stock Gift at price 0.00 per share.Direct0Feb 03, 20237,300

JOHNSON CHERYL H
Officer

Sale at price 250.27 - 250.68 per share.Direct5,981,144Feb 03, 202323,883

JOHNSON CHERYL H
Officer

Conversion of Exercise of derivative security at price 127.60 - 138.35 per share.Direct3,200,766Feb 03, 202323,883

DE LANGE BOB
Officer

Sale at price 250.00 per share.Direct2,750,000Jan 09, 202311,000

DE LANGE BOB
Officer

Conversion of Exercise of derivative security at price 74.77 per share.Direct822,470Jan 09, 202311,000

CREED JOSEPH E
Officer

Sale at price 249.00 per share.Direct4,555,206Jan 06, 202318,294

CREED JOSEPH E
Officer

Conversion of Exercise of derivative security at price 151.12 per share.Direct2,764,589Jan 06, 202318,294

JOHNSON DENISE C.
Officer

Sale at price 240.14 per share.Direct5,700,203Dec 27, 202223,737

JOHNSON DENISE C.
Officer

Conversion of Exercise of derivative security at price 127.60 per share.Direct3,028,841Dec 27, 202223,737

CREED JOSEPH E
Officer

Sale at price 244.00 per share.Direct1,878,312Dec 27, 20227,698

CREED JOSEPH E
Officer

Conversion of Exercise of derivative security at price 127.60 per share.Direct982,265Dec 27, 20227,698

CREED JOSEPH E
Officer

Sale at price 238.00 per share.Direct1,190,714Dec 14, 20225,003

CREED JOSEPH E
Officer

Conversion of Exercise of derivative security at price 138.35 per share.Direct692,165Dec 14, 20225,003

LONG SUZETTE M
General Counsel

Sale at price 237.19 - 237.37 per share.Direct447,036Nov 11, 20221,884

UMPLEBY DONALD JAMES III
Chief Executive Officer

Conversion of Exercise of derivative security at price 127.60 per share.Direct19,318,895Nov 08, 2022151,402

UMPLEBY DONALD JAMES III
Chief Executive Officer

Stock Gift at price 0.00 per share.Indirect0Aug 18, 202221,325

REED-KLAGES DEBRA
Director

Stock Award(Grant) at price 229.80 per share.Direct187,517Jun 08, 2022816

MACLENNAN DAVID W
Director

Stock Award(Grant) at price 229.80 per share.Direct187,517Jun 08, 2022816

CALHOUN DAVID L.
Director

Stock Award(Grant) at price 229.80 per share.Direct187,517Jun 08, 2022816

SCHWAB SUSAN C
Director

Stock Award(Grant) at price 229.80 per share.Direct187,517Jun 08, 2022816

RUST EDWARD B JR
Director

Stock Award(Grant) at price 229.80 per share.Direct187,517Jun 08, 2022816

WILKINS RAYFORDJR
Director

Stock Award(Grant) at price 229.80 per share.Direct187,517Jun 08, 2022816

DICKINSON DANIEL M
Director

Stock Award(Grant) at price 229.80 per share.Direct187,517Jun 08, 2022816

AYOTTE KELLY A
Director

Stock Award(Grant) at price 229.80 per share.Direct187,517Jun 08, 2022816

JOHNSON GERALD
Director

Stock Award(Grant) at price 229.80 per share.Direct187,517Jun 08, 2022816

CREED JOSEPH E
Officer

Sale at price 214.13 per share.Direct590,356May 18, 20222,757

MACLENNAN DAVID W
Director

Purchase at price 219.82 per share.Direct131,892May 05, 2022600

DE LANGE BOB
Officer

Sale at price 237.25 per share.Direct2,780,096Apr 21, 202211,718

DE LANGE BOB
Officer

Conversion of Exercise of derivative security at price 74.77 per share.Direct876,155Apr 21, 202211,718

LONG SUZETTE M
General Counsel

Sale at price 235.00 per share.Direct896,760Apr 20, 20223,816

CREED JOSEPH E
Officer

Sale at price 235.00 per share.Direct1,175,940Apr 20, 20225,004

CREED JOSEPH E
Officer

Conversion of Exercise of derivative security at price 138.35 per share.Direct692,303Apr 20, 20225,004

LONG SUZETTE M
General Counsel

Sale at price 220.00 per share.Direct8,878,320Mar 17, 202240,356

LONG SUZETTE M
General Counsel

Conversion of Exercise of derivative security at price 127.60 - 138.35 per share.Direct4,834,622Mar 17, 202236,540

BONFIELD ANDREW ROBERT JOHN
Chief Financial Officer

Conversion of Exercise of derivative security at price 127.60 - 138.35 per share.Direct5,438,882Mar 09, 202241,107

MARVEL GARY MICHAEL
Officer

Sale at price 203.11 per share.Direct136,896Feb 16, 2022674

BONFIELD ANDREW ROBERT JOHN
Chief Financial Officer

Stock Award(Grant) at price 0.00 per share.Direct0Feb 08, 202213,964

JOHNSON CHERYL H
Officer

Stock Award(Grant) at price 0.00 per share.Direct0Feb 08, 20227,371

JOHNSON DENISE C.
Officer

Stock Award(Grant) at price 0.00 per share.Direct0Feb 08, 202213,964

DE LANGE BOB
Officer

Stock Award(Grant) at price 0.00 per share.Direct0Feb 08, 202212,413

LONG SUZETTE M
General Counsel

Stock Award(Grant) at price 0.00 per share.Direct0Feb 08, 202212,413

CREED JOSEPH E
Officer

Stock Award(Grant) at price 0.00 per share.Direct0Feb 08, 20223,879

MARVEL GARY MICHAEL
Officer

Stock Award(Grant) at price 0.00 per share.Direct0Feb 08, 2022970

FASSINO ANTHONY D.
Officer

Stock Award(Grant) at price 0.00 per share.Direct0Feb 08, 20224,073

MACLENNAN DAVID W
Director

Purchase at price 199.50 per share.Direct95,760Feb 07, 2022480

CREED JOSEPH E
Officer

Sale at price 230.00 per share.Direct1,150,920Jan 18, 20225,004

CREED JOSEPH E
Officer

Conversion of Exercise of derivative security at price 138.35 per share.Direct692,303Jan 18, 20225,004

JOHNSON CHERYL H
Officer

Sale at price 225.00 per share.Direct1,443,375Jan 07, 20226,415

JOHNSON CHERYL H
Officer

Conversion of Exercise of derivative security at price 127.60 per share.Direct818,554Jan 07, 20226,415

DE LANGE BOB
Officer

Sale at price 225.00 per share.Direct5,272,875Jan 07, 202223,435

DE LANGE BOB
Officer

Conversion of Exercise of derivative security at price 74.77 per share.Direct1,752,235Jan 07, 202223,435

UMPLEBY DONALD JAMES III
Chief Executive Officer

Stock Gift at price 0.00 per share.Indirect0Dec 01, 20211,520

CREED JOSEPH E
Officer

Sale at price 204.09 per share.Direct1,028,205Nov 01, 20215,038

MACLENNAN DAVID W
Director

Purchase at price 206.20 per share.Direct103,100Aug 04, 2021500

UMPLEBY DONALD JAMES III
Chief Executive Officer

Stock Award(Grant) at price 0.00 per share.Direct0Jul 06, 202142,281

CREED JOSEPH E
Officer

Sale at price 245.12 per share.Direct1,887,179Jun 04, 20217,699

CREED JOSEPH E
Officer

Conversion of Exercise of derivative security at price 127.60 per share.Direct982,392Jun 04, 20217,699

UMPLEBY DONALD JAMES III
Chief Executive Officer

Stock Gift at price 0.00 per share.Direct0May 07, 20214,495

MACLENNAN DAVID W
Director

Purchase at price 237.86 per share.Direct99,901May 05, 2021420

MACLENNAN DAVID W
Director

Stock Award(Grant) at price 228.17 per share.Direct107,240May 03, 2021470

MARVEL GARY MICHAEL
Officer

Sale at price 230.00 per share.Direct130,410May 03, 2021567

JOHNSON GERALD
Director

Stock Award(Grant) at price 224.25 per share.Direct124,907Mar 25, 2021557

JOHNSON DENISE C.
Officer

Sale at price 218.88 - 220.69 per share.Direct17,738,397Mar 08, 202180,695

JOHNSON DENISE C.
Officer

Conversion of Exercise of derivative security at price 127.60 - 151.12 per share.Direct8,356,404Mar 08, 202160,513

LONG SUZETTE M
General Counsel

Sale at price 218.81 - 220.84 per share.Direct13,028,610Mar 08, 202159,311

LONG SUZETTE M
General Counsel

Conversion of Exercise of derivative security at price 127.60 - 151.12 per share.Direct7,173,960Mar 08, 202152,020

MARVEL GARY MICHAEL
Officer

Sale at price 220.97 per share.Direct1,117,224Mar 08, 20215,056

MARVEL GARY MICHAEL
Officer

Conversion of Exercise of derivative security at price 95.66 per share.Direct483,657Mar 08, 20215,056

BONFIELD ANDREW ROBERT JOHN
Chief Financial Officer

Conversion of Exercise of derivative security at price 127.60 - 141.32 per share.Direct11,192,488Mar 05, 202182,199

DE LANGE BOB
Officer

Sale at price 213.58 - 216.49 per share.Direct6,841,760Mar 05, 202131,888

DE LANGE BOB
Officer

Conversion of Exercise of derivative security at price 83.00 per share.Direct2,646,704Mar 05, 202131,888

OSBORN WILLIAM A
Director

Stock Award(Grant) at price 0.00 per share.Direct0Mar 01, 2021683

REED-KLAGES DEBRA
Director

Stock Award(Grant) at price 0.00 per share.Direct0Mar 01, 2021683

WHITE MILES D
Director

Stock Award(Grant) at price 0.00 per share.Direct0Mar 01, 2021683

CALHOUN DAVID L.
Director

Stock Award(Grant) at price 0.00 per share.Direct0Mar 01, 2021683

SCHWAB SUSAN C
Director

Stock Award(Grant) at price 0.00 per share.Direct0Mar 01, 2021683

RUST EDWARD B JR
Director

Stock Award(Grant) at price 0.00 per share.Direct0Mar 01, 2021683