CSC Financial Co., Ltd. (601066.SS)

22.35 -0.15 (-0.67%) At close: 03:00PM CST

CSC Financial Co., Ltd.

No. 188 Chaonei Avenue
Dongcheng District
Beijing 100010
China
86 10 8513 0588
https://www.csc108.com

Sector(s): Financial Services
Industry: Capital Markets
Full Time Employees: 11,778

Key Executives

Name	Title	Pay	Exercised	Year Born
Mr. Changqing Wang	Exec. Chairman	4.8M	N/A	1963
Mr. Geping Li	CFO, GM & Exec. Director	4.67M	N/A	1967
Mr. Naisheng Liu	Admin. Head of Investment Banking Department	N/A	N/A	1971
Mr. Gang Xiao	Chief Information Officer & Admin. Head of the IT Department	N/A	N/A	1969
Mr. Guangxue Wang	Head of Office Admin. & Sec.	N/A	N/A	1972
Mr. Jianqiang Ding	Chief Compliance Officer and Admin. Head of the Legal & Compliance Department	N/A	N/A	1973
Mr. Xiaoyu Zhou	Admin. Head of HR Department & Chairman of Supervisor	N/A	N/A	1964
Ms. Ya Lu	Chief Risk Officer & Admin. Head of the Risk Management Department	N/A	N/A	1966
Mr. Ming Zhao	Admin. Head of Financial Planning Department & Employee Representative Supervisor	N/A	N/A	1971
Ms. Xuan Lin	Employee Representative Supervisor & Admin. Head of Internal Audit Department	N/A	N/A	1972

Amounts are as of December 31, 2020 and compensation values are for the last fiscal year ending on that date. Pay is salary, bonuses, etc. Exercised is the value of options exercised during the fiscal year. Currency in CNY.

Description

CSC Financial Co., Ltd., together with its subsidiaries, provides investment banking services in Mainland China and internationally. The company operates through four segments: Investment Banking, Wealth Management, Trading and Institutional Client Services, and Asset Management. The Investment Banking segment offers financial advisory, sponsoring, and equity and debt securities underwriting services. The Wealth Management segment provides brokerage agency services for corporate and personal clients in the trading of equity stocks, funds, bonds, and futures, as well as margin financing and securities lending services. The Trading and Institutional Client Services segment trades in financial products; and offers brokerage agency services for financial institutions in the trading of equity stocks, funds, and bonds, as well as margin financing and securities lending services. This segment also provides services in relation to the sale of financial products to institutional clients, and specialized research and advisory services. The Asset Management segment develops asset management and fund management products, as well as offers private placement offerings and related services. The company was formerly known as China Securities Finance Co., Ltd. CSC Financial Co., Ltd. was founded in 2005 and is based in Beijing, China.

Corporate Governance

CSC Financial Co., Ltd.’s ISS Governance QualityScore as of May 1, 2022 is 1. The pillar scores are Audit: 1; Board: 3; Shareholder Rights: 1; Compensation: 5.

Corporate governance scores courtesy of Institutional Shareholder Services (ISS). Scores indicate decile rank relative to index or region. A decile score of 1 indicates lower governance risk, while a 10 indicates higher governance risk.