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FORM 8.3 - WM MORRISON SUPERMARKETS PLC

·5 min read

LONDON, October 19, 2021--(BUSINESS WIRE)--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a)

Full name of discloser:

Barclays PLC.

(b)

Owner or controller of interest and short

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

WM MORRISON SUPERMARKETS PLC

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

offeror/offeree, state this and specify identity of

offeror/offeree:

(e)

Date position held/dealing undertaken:

18 October 2021

(f)

In addition to the company in 1(c) above, is the discloser making

NO

disclosures in respect of any other party to the offer?

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

10p ordinary

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

51,707,965

2.14%

3,093,716

0.13%

(2)

Cash-settled derivatives:

1,549,204

0.06%

29,818,790

1.23%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

0

0.00%

0

0.00%

TOTAL:

53,257,169

2.20%

32,912,506

1.36%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant

Purchase/sale

Number of

Price per unit

security

securities

10p ordinary

Purchase

396

2.8550 GBP

10p ordinary

Purchase

1,184

2.8525 GBP

10p ordinary

Purchase

4,213

2.8526 GBP

10p ordinary

Purchase

6,429

2.8531 GBP

10p ordinary

Purchase

7,451

2.8534 GBP

10p ordinary

Purchase

8,953

2.8538 GBP

10p ordinary

Purchase

10,353

2.8532 GBP

10p ordinary

Purchase

11,703

2.8520 GBP

10p ordinary

Purchase

11,960

2.8540 GBP

10p ordinary

Purchase

15,871

2.8536 GBP

10p ordinary

Purchase

26,036

2.8541 GBP

10p ordinary

Purchase

206,609

2.8530 GBP

10p ordinary

Purchase

207,843

2.8560 GBP

10p ordinary

Purchase

1,263,325

2.8522 GBP

10p ordinary

Sale

1,184

2.8525 GBP

10p ordinary

Sale

1,880

2.8523 GBP

10p ordinary

Sale

1,930

2.8524 GBP

10p ordinary

Sale

3,037

2.8534 GBP

10p ordinary

Sale

20,958

2.8520 GBP

10p ordinary

Sale

23,719

2.8533 GBP

10p ordinary

Sale

36,999

2.8526 GBP

10p ordinary

Sale

46,075

2.8540 GBP

10p ordinary

Sale

50,000

2.8539 GBP

10p ordinary

Sale

51,982

2.8531 GBP

10p ordinary

Sale

361,035

2.8529 GBP

10p ordinary

Sale

430,645

2.8558 GBP

10p ordinary

Sale

462,387

2.8527 GBP

10p ordinary

Sale

862,136

2.8530 GBP

ADR

Purchase

1

19.2600 USD

ADR

Purchase

1

20.1500 USD

ADR

Sale

1

19.2600 USD

ADR

Sale

1

20.1500 USD

(b) Cash-settled derivative transactions

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

reference

unit

security

securities

10p ordinary

CFD

Long

52

2.8526 GBP

10p ordinary

SWAP

Long

127

2.8549 GBP

10p ordinary

SWAP

Long

1,336

2.8539 GBP

10p ordinary

SWAP

Long

1,930

2.8524 GBP

10p ordinary

SWAP

Long

2,043

2.8527 GBP

10p ordinary

SWAP

Long

44,218

2.8536 GBP

10p ordinary

SWAP

Long

292,237

2.8529 GBP

10p ordinary

SWAP

Long

801,202

2.8530 GBP

10p ordinary

SWAP

Short

178

2.8531 GBP

10p ordinary

SWAP

Short

3,026

2.8530 GBP

10p ordinary

SWAP

Short

20,588

2.8544 GBP

10p ordinary

CFD

Short

36,016

2.8530 GBP

10p ordinary

SWAP

Short

51,207

2.8532 GBP

10p ordinary

SWAP

Short

110,148

2.8528 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

19 Oct 2021

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20211019006012/en/

Contacts

BARCLAYS PLC

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