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Form 8.3 - NORTONLIFELOCK INC

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LONDON, October 19, 2021--(BUSINESS WIRE)--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a) Full name of discloser:

Barclays PLC.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

NORTONLIFELOCK INC

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

18 Oct 2021

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state "N/A"

YES : AVAST PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.01 common

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

1,545,006

0.27%

967,045

0.17%

(2)

Cash-settled derivatives:

655,267

0.11%

1,028,322

0.18%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

500

0.00%

2,100

0.00%

(4)

TOTAL:

2,200,773

0.38%

1,997,467

0.34%

Class of relevant security:

Convertible Bond US668771AA66

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

146,000

0.03%

0

0.00%

(2)

Cash-settled derivatives:

0

0.00%

0

0.00%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

0

0.00%

0

0.00%

(4)

TOTAL:

146,000

0.03%

0

0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant

Purchase/sale

Number of

Price per unit

security

securities

USD 0.01 common

Purchase

2

25.4900 USD

USD 0.01 common

Purchase

2

25.5000 USD

USD 0.01 common

Purchase

3

25.4833 USD

USD 0.01 common

Purchase

3

25.4866 USD

USD 0.01 common

Purchase

5

25.4380 USD

USD 0.01 common

Purchase

5

25.4660 USD

USD 0.01 common

Purchase

7

25.4685 USD

USD 0.01 common

Purchase

32

25.6556 USD

USD 0.01 common

Purchase

44

25.6381 USD

USD 0.01 common

Purchase

50

25.7089 USD

USD 0.01 common

Purchase

100

25.6450 USD

USD 0.01 common

Purchase

100

25.7050 USD

USD 0.01 common

Purchase

103

25.7229 USD

USD 0.01 common

Purchase

137

25.5800 USD

USD 0.01 common

Purchase

200

25.3500 USD

USD 0.01 common

Purchase

507

25.7215 USD

USD 0.01 common

Purchase

534

25.6994 USD

USD 0.01 common

Purchase

699

25.7238 USD

USD 0.01 common

Purchase

2,178

25.6112 USD

USD 0.01 common

Purchase

3,531

25.5926 USD

USD 0.01 common

Purchase

3,673

25.7191 USD

USD 0.01 common

Purchase

5,250

25.6107 USD

USD 0.01 common

Purchase

5,685

25.6154 USD

USD 0.01 common

Purchase

11,330

25.6890 USD

USD 0.01 common

Purchase

11,913

25.7200 USD

USD 0.01 common

Purchase

31,283

25.6526 USD

USD 0.01 common

Purchase

35,644

25.6822 USD

USD 0.01 common

Purchase

62,145

25.6558 USD

USD 0.01 common

Purchase

93,841

25.7187 USD

USD 0.01 common

Sale

44

25.6381 USD

USD 0.01 common

Sale

67

25.4686 USD

USD 0.01 common

Sale

102

25.6900 USD

USD 0.01 common

Sale

157

25.6668 USD

USD 0.01 common

Sale

200

25.3500 USD

USD 0.01 common

Sale

200

25.6950 USD

USD 0.01 common

Sale

200

25.6675 USD

USD 0.01 common

Sale

214

25.6416 USD

USD 0.01 common

Sale

294

25.7036 USD

USD 0.01 common

Sale

300

25.7100 USD

USD 0.01 common

Sale

300

25.7016 USD

USD 0.01 common

Sale

313

25.4361 USD

USD 0.01 common

Sale

327

25.6503 USD

USD 0.01 common

Sale

331

25.6570 USD

USD 0.01 common

Sale

338

25.6300 USD

USD 0.01 common

Sale

350

25.6214 USD

USD 0.01 common

Sale

450

25.6058 USD

USD 0.01 common

Sale

534

25.6994 USD

USD 0.01 common

Sale

543

25.5690 USD

USD 0.01 common

Sale

600

25.7233 USD

USD 0.01 common

Sale

605

25.6318 USD

USD 0.01 common

Sale

700

25.6050 USD

USD 0.01 common

Sale

700

25.6078 USD

USD 0.01 common

Sale

707

25.6800 USD

USD 0.01 common

Sale

729

25.6255 USD

USD 0.01 common

Sale

750

25.6449 USD

USD 0.01 common

Sale

803

25.6466 USD

USD 0.01 common

Sale

937

25.5800 USD

USD 0.01 common

Sale

1,066

25.6377 USD

USD 0.01 common

Sale

1,203

25.6390 USD

USD 0.01 common

Sale

1,376

25.6331 USD

USD 0.01 common

Sale

1,379

25.6768 USD

USD 0.01 common

Sale

1,616

25.6284 USD

USD 0.01 common

Sale

1,663

25.6371 USD

USD 0.01 common

Sale

2,324

25.5911 USD

USD 0.01 common

Sale

2,595

25.6123 USD

USD 0.01 common

Sale

2,722

25.7026 USD

USD 0.01 common

Sale

2,758

25.7022 USD

USD 0.01 common

Sale

3,400

25.6132 USD

USD 0.01 common

Sale

5,250

25.6107 USD

USD 0.01 common

Sale

7,089

25.6100 USD

USD 0.01 common

Sale

10,436

25.6867 USD

USD 0.01 common

Sale

11,334

25.6401 USD

USD 0.01 common

Sale

16,704

25.6317 USD

USD 0.01 common

Sale

17,527

25.7200 USD

USD 0.01 common

Sale

19,349

25.6631 USD

USD 0.01 common

Sale

25,059

25.7023 USD

USD 0.01 common

Sale

38,103

25.6659 USD

USD 0.01 common

Sale

92,236

25.7195 USD

(b) Cash-settled derivative transactions

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

19 Oct 2021

Contact name:

Large Holdings Regulatory Operations

Telephone number*:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1. KEY INFORMATION

Full name of person making disclosure:

Barclays PLC.

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

NORTONLIFELOCK INC

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class

Product

Writing,

Number

Exercise

Type

Expiry

of

description

purchasing,

of

price

date

relevant

selling,

securities

per unit

security

varying etc

to which

option

relates

USD 0.01 common

Call Options

Purchased

500

27.0000

American

21 Jan 2022

USD 0.01 common

Put Options

Purchased

-2,100

30.0000

American

21 Jan 2022

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20211019006017/en/

Contacts

BARCLAYS PLC

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