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Form 8.3 - NortonLifeLock Inc.

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LONDON, November 29, 2021--(BUSINESS WIRE)--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a) Full name of discloser:

Millennium International Management LP

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

NortonLifeLock Inc.

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

26th November 2021

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state "N/A"

Yes, Avast plc.

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.01 common (US6687711084)

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

549,316

0.094%

631,538

0.109%

(2) Cash-settled derivatives:

505

0.000%

-

-

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

8,000

0.001%

-

-

TOTAL:

557,821

0.096%

631,538

0.109%

Class of relevant security:

2.000% Senior Unsecured Convertible Notes August 2022 (US668771AA66)

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

10,000,000

1.600%

-

-

(2) Cash-settled derivatives:

-

-

-

-

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

-

-

-

-

TOTAL:

10,000,000

1.600%

-

-

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security

Purchase/sale

Number of securities

Price per unit (USD)

US6687711084

Purchase

44

24.89

US6687711084

Purchase

3

25.03

US6687711084

Purchase

19

25.10

US6687711084

Purchase

45

25.06

US6687711084

Purchase

6

25.04

US6687711084

Purchase

81

25.09

US6687711084

Purchase

22

25.00

US6687711084

Purchase

137

25.05

US6687711084

Purchase

49

24.99

US6687711084

Purchase

6

24.98

US6687711084

Purchase

22

25.08

US6687711084

Purchase

30,603

25.07

US6687711084

Purchase

8

24.91

US6687711084

Purchase

3,916

24.96

US6687711084

Purchase

1,001

25.03

US6687711084

Purchase

1,504

25.12

US6687711084

Purchase

198

25.23

US6687711084

Purchase

100

25.20

US6687711084

Purchase

358

24.92

US6687711084

Purchase

100

25.24

US6687711084

Purchase

100

24.95

US6687711084

Purchase

5,575

25.11

US6687711084

Purchase

500

25.13

US6687711084

Purchase

916

25.10

US6687711084

Purchase

1,529

25.01

US6687711084

Purchase

23,776

25.06

US6687711084

Purchase

100

24.93

US6687711084

Purchase

22,796

25.04

US6687711084

Purchase

100

24.97

US6687711084

Purchase

100

24.85

US6687711084

Purchase

3,266

25.09

US6687711084

Purchase

4,605

25.00

US6687711084

Purchase

7,634

24.99

US6687711084

Purchase

1,905

25.02

US6687711084

Purchase

100

25.15

US6687711084

Purchase

43

25.08

US6687711084

Sale

1,007

25.07

US6687711084

Sale

100

24.89

US6687711084

Sale

100

24.87

US6687711084

Sale

5,845

25.03

US6687711084

Sale

200

25.12

US6687711084

Sale

1,718

24.95

US6687711084

Sale

1,300

25.11

US6687711084

Sale

400

25.10

US6687711084

Sale

6,291

25.01

US6687711084

Sale

22,070

25.06

US6687711084

Sale

14,961

25.04

US6687711084

Sale

2,598

25.09

US6687711084

Sale

5

25.00

US6687711084

Sale

6,401

24.99

US6687711084

Sale

656

25.02

US6687711084

Sale

307

25.08

US6687711084

Sale

100

25.14

US6687711084

Purchase

3,500

25.07

US6687711084

Sale

1,300

25.07

US6687711084

Purchase

2,703

24.89

US6687711084

Sale

700

24.91

US6687711084

Purchase

1,428

24.96

US6687711084

Sale

906

24.96

US6687711084

Purchase

6,089

25.03

US6687711084

Purchase

512

25.12

US6687711084

Purchase

246

24.95

US6687711084

Purchase

206

25.11

US6687711084

Sale

306

25.11

US6687711084

Purchase

310

25.13

US6687711084

Sale

600

25.13

US6687711084

Purchase

3,208

25.10

US6687711084

Sale

200

25.10

US6687711084

Purchase

731

25.01

US6687711084

Sale

27

25.01

US6687711084

Purchase

12,203

25.06

US6687711084

Sale

1,300

25.06

US6687711084

Purchase

443

24.93

US6687711084

Purchase

100

24.90

US6687711084

Purchase

3,805

25.04

US6687711084

Purchase

956

24.97

US6687711084

Purchase

1,100

25.09

US6687711084

Sale

100

25.09

US6687711084

Sale

100

24.83

US6687711084

Purchase

785

25.00

US6687711084

Sale

103

25.00

US6687711084

Purchase

100

24.94

US6687711084

Purchase

300

25.17

US6687711084

Purchase

1,937

25.05

US6687711084

Sale

8,900

25.05

US6687711084

Purchase

5,773

24.99

US6687711084

Purchase

1,971

25.02

US6687711084

Sale

400

25.02

US6687711084

Sale

26

24.98

US6687711084

Purchase

100

25.16

US6687711084

Purchase

100

25.18

US6687711084

Purchase

11,427

25.08

US6687711084

Sale

705

25.08

US6687711084

Purchase

700

25.14

US6687711084

Sale

620

25.07

US6687711084

Sale

463

25.03

US6687711084

Sale

100

25.12

US6687711084

Sale

21

24.92

US6687711084

Sale

279

25.11

US6687711084

Purchase

355

25.10

US6687711084

Sale

600

25.10

US6687711084

Purchase

44

25.01

US6687711084

Sale

200

25.01

US6687711084

Sale

2,300

25.06

US6687711084

Sale

100

25.04

US6687711084

Sale

141

25.09

US6687711084

Purchase

200

25.00

US6687711084

Sale

387

25.00

US6687711084

Sale

1,841

25.05

US6687711084

Sale

800

24.99

US6687711084

Purchase

45

25.02

US6687711084

Sale

100

25.02

US6687711084

Sale

38

25.15

US6687711084

Purchase

3

25.08

US6687711084

Sale

226

25.08

US6687711084

Sale

123

25.14

US6687711084

Sale

1,721

24.99

(b) Cash-settled derivative transactions

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit
(USD)

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

29th November 2021

Contact name:

Milos Naumovic

Telephone number:

+44 203 650 8203

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1. KEY INFORMATION

Full name of person making disclosure:

Millennium International Management LP

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

NortonLifeLock Inc.

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class of relevant security

Product description e.g. call option

Written or purchased

Number of securities to which option or derivative relates

Exercise price per unit (USD)

Type

e.g. American, European etc.

Expiry date

US6687711084

Call Option

Purchased

8,000

25.00

American

20/01/2023

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk

View source version on businesswire.com: https://www.businesswire.com/news/home/20211129005424/en/

Contacts

Millennium Partners, L.P.

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