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Form 8.3 - NortonLifeLock Inc.

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LONDON, December 06, 2021--(BUSINESS WIRE)--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a) Full name of discloser:

Millennium International Management LP

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

NortonLifeLock Inc.

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

3rd December 2021

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state "N/A"

Yes, Avast plc.

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.01 common (US6687711084)

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

129,753

0.022%

1,234,494

0.212%

(2) Cash-settled derivatives:

-

-

-

-

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

8,000

0.001%

-

-

TOTAL:

137,753

0.024%

1,234,494

0.212%

Class of relevant security:

2.000% Senior Unsecured Convertible Notes August 2022 (US668771AA66)

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

10,000,000

1.600%

-

-

(2) Cash-settled derivatives:

-

-

-

-

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

-

-

-

-

TOTAL:

10,000,000

1.600%

-

-

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security

Purchase/sale

Number of securities

Price per unit (USD)

US6687711084

Purchase

4

24.05

US6687711084

Sale

1,514

24.05

US6687711084

Sale

1,325

24.04

US6687711084

Sale

40

24.20

US6687711084

Purchase

7

24.11

US6687711084

Sale

1,609

24.11

US6687711084

Sale

58

24.09

US6687711084

Purchase

2

24.16

US6687711084

Sale

2,457

24.00

US6687711084

Purchase

14

24.06

US6687711084

Purchase

42

24.10

US6687711084

Sale

240

24.10

US6687711084

Purchase

60

24.14

US6687711084

Purchase

7

24.12

US6687711084

Sale

866

24.12

US6687711084

Purchase

20

24.13

US6687711084

Sale

334

24.13

US6687711084

Sale

393

24.03

US6687711084

Sale

333

24.18

US6687711084

Sale

1,847

23.97

US6687711084

Sale

55

24.05

US6687711084

Sale

229

24.00

US6687711084

Sale

37

24.06

US6687711084

Purchase

6,903

24.13

US6687711084

Sale

59

24.03

US6687711084

Sale

286

23.97

US6687711084

Sale

1,208

23.99

US6687711084

Purchase

1,241

24.15

US6687711084

Purchase

22

24.05

US6687711084

Purchase

1,202

24.04

US6687711084

Purchase

229

24.20

US6687711084

Purchase

204

24.11

US6687711084

Purchase

100

24.09

US6687711084

Purchase

4,109

24.02

US6687711084

Purchase

164

24.16

US6687711084

Purchase

400

24.01

US6687711084

Sale

200

24.01

US6687711084

Purchase

208

24.00

US6687711084

Sale

915

24.00

US6687711084

Purchase

7,474

24.06

US6687711084

Purchase

200

24.17

US6687711084

Purchase

1,247

24.10

US6687711084

Purchase

230

24.14

US6687711084

Purchase

100

24.07

US6687711084

Purchase

9

24.12

US6687711084

Purchase

100

24.13

US6687711084

Sale

8

24.13

US6687711084

Purchase

1

24.19

US6687711084

Purchase

132

24.03

US6687711084

Purchase

315

24.18

US6687711084

Purchase

78

24.08

US6687711084

Purchase

9

23.93

US6687711084

Purchase

100

23.83

US6687711084

Purchase

224

23.97

US6687711084

Sale

600

23.97

US6687711084

Purchase

565

23.99

US6687711084

Sale

200

23.99

US6687711084

Purchase

100

23.96

US6687711084

Sale

35

23.96

US6687711084

Purchase

153

23.98

US6687711084

Sale

8

24.15

US6687711084

Purchase

60

24.05

US6687711084

Sale

6,788

24.05

US6687711084

Purchase

40

24.04

US6687711084

Sale

100

24.04

US6687711084

Sale

15

24.20

US6687711084

Purchase

540

24.11

US6687711084

Sale

800

24.11

US6687711084

Purchase

21

24.09

US6687711084

Sale

144

24.09

US6687711084

Sale

128

24.02

US6687711084

Purchase

100

24.16

US6687711084

Sale

100

24.16

US6687711084

Purchase

42

24.01

US6687711084

Sale

782

24.01

US6687711084

Purchase

176

24.00

US6687711084

Sale

156

24.00

US6687711084

Purchase

100

24.06

US6687711084

Sale

122

24.06

US6687711084

Sale

44

24.17

US6687711084

Sale

77

24.10

US6687711084

Purchase

8

24.14

US6687711084

Sale

33

24.14

US6687711084

Sale

768

24.07

US6687711084

Purchase

12,499

24.13

US6687711084

Sale

1,546

24.13

US6687711084

Sale

41

24.19

US6687711084

Purchase

25

24.03

US6687711084

Sale

976

24.03

US6687711084

Purchase

241

23.94

US6687711084

Sale

35

23.89

US6687711084

Sale

13

23.90

US6687711084

Sale

9

23.86

US6687711084

Sale

100

24.08

US6687711084

Purchase

17

23.83

US6687711084

Sale

9

23.85

US6687711084

Sale

1,399

23.97

US6687711084

Sale

1,027

23.99

US6687711084

Sale

51

23.91

US6687711084

Sale

120

23.96

US6687711084

Sale

2,195

23.98

US6687711084

Sale

61

24.15

US6687711084

Sale

437

24.05

US6687711084

Sale

4,800

24.04

US6687711084

Purchase

6

24.11

US6687711084

Sale

718

24.11

US6687711084

Sale

3,698

24.02

US6687711084

Sale

5,145

24.01

US6687711084

Sale

2,573

24.00

US6687711084

Sale

9,956

24.06

US6687711084

Sale

100

24.17

US6687711084

Sale

2,079

24.10

US6687711084

Sale

625

24.14

US6687711084

Sale

2,324

24.07

US6687711084

Sale

136

24.12

US6687711084

Sale

120

24.13

US6687711084

Sale

100

24.19

US6687711084

Sale

8,207

24.03

US6687711084

Sale

101

23.90

US6687711084

Sale

150

24.08

US6687711084

Sale

300

23.93

US6687711084

Sale

3,803

23.97

US6687711084

Sale

1,000

23.99

US6687711084

Sale

906

23.96

US6687711084

Sale

103

23.98

US6687711084

Sale

700

23.95

US6687711084

Purchase

17

24.20

US6687711084

Purchase

48

24.12

US6687711084

Sale

1,412

24.13

US6687711084

Purchase

6

23.91

US6687711084

Purchase

42

23.92

(b) Cash-settled derivative transactions

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit
(USD)

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

6th December 2021

Contact name:

Milos Naumovic

Telephone number:

+44 203 650 8203

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1. KEY INFORMATION

Full name of person making disclosure:

Millennium International Management LP

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

NortonLifeLock Inc.

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class of relevant security

Product description e.g. call option

Written or purchased

Number of securities to which option or derivative relates

Exercise price per unit (USD)

Type

e.g. American, European etc.

Expiry date

US6687711084

Call Option

Purchased

8,000

25.00

American

20/01/2023

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk

View source version on businesswire.com: https://www.businesswire.com/news/home/20211206005553/en/

Contacts

Millennium Partners, L.P.

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