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Form 8.3 - NortonLifeLock Inc.

·6 min read

LONDON, September 27, 2021--(BUSINESS WIRE)--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a) Full name of discloser:

Millennium International Management LP

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

NortonLifeLock Inc.

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

24th September 2021

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state "N/A"

Yes, Avast plc.

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.01 common (US6687711084)

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

1,020,123

0.175%

429,981

0.074%

(2) Cash-settled derivatives:

708

0.000%

-

-

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

-

-

TOTAL:

1,020,831

0.175%

429,981

0.074%

Class of relevant security:

2.000% Senior Unsecured Convertible Notes August 2022 (US668771AA66)

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

8,000,000

1.280%

-

-

(2) Cash-settled derivatives:

-

-

-

-

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

-

-

-

-

TOTAL:

8,000,000

1.280%

-

-

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security

Purchase/sale

Number of securities

Price per unit (USD)

US6687711084

Sale

343

25.50

US6687711084

Purchase

129

25.83

US6687711084

Sale

1,880

25.83

US6687711084

Sale

6

25.72

US6687711084

Purchase

114

25.79

US6687711084

Sale

10

25.79

US6687711084

Purchase

38

25.77

US6687711084

Sale

20

25.77

US6687711084

Sale

10

25.69

US6687711084

Sale

20

25.70

US6687711084

Purchase

424

25.82

US6687711084

Sale

414

25.82

US6687711084

Purchase

164

25.81

US6687711084

Sale

672

25.81

US6687711084

Sale

5

25.74

US6687711084

Purchase

4

25.80

US6687711084

Sale

21

25.80

US6687711084

Sale

1

25.66

US6687711084

Purchase

266

25.78

US6687711084

Sale

47

25.78

US6687711084

Purchase

12

25.84

US6687711084

Sale

5

25.84

US6687711084

Purchase

39

25.87

US6687711084

Sale

1

25.87

US6687711084

Sale

2

25.75

US6687711084

Sale

2,262

25.77

US6687711084

Sale

411

25.63

US6687711084

Sale

415

25.70

US6687711084

Sale

396

25.76

US6687711084

Purchase

25,037

25.82

US6687711084

Sale

399

25.82

US6687711084

Sale

790

25.81

US6687711084

Sale

422

25.74

US6687711084

Sale

18

25.80

US6687711084

Sale

178

25.78

US6687711084

Sale

931

25.64

US6687711084

Sale

84

25.75

US6687711084

Sale

407

25.83

US6687711084

Sale

136

25.58

US6687711084

Purchase

405

25.79

US6687711084

Sale

6,455

25.79

US6687711084

Sale

1,475

25.77

US6687711084

Sale

113

25.69

US6687711084

Sale

28

25.73

US6687711084

Sale

1,398

25.76

US6687711084

Sale

200

25.59

US6687711084

Sale

30

25.62

US6687711084

Purchase

200

25.82

US6687711084

Sale

5,557

25.82

US6687711084

Purchase

300

25.81

US6687711084

Sale

960

25.81

US6687711084

Sale

31

25.74

US6687711084

Purchase

1,186

25.80

US6687711084

Sale

1,843

25.80

US6687711084

Purchase

200

25.78

US6687711084

Sale

12,464

25.78

US6687711084

Purchase

149

25.84

US6687711084

Sale

2,401

25.84

US6687711084

Sale

130

25.85

US6687711084

Sale

700

25.64

US6687711084

Sale

8,849

25.50

US6687711084

Sale

15,782

25.60

US6687711084

Sale

226

25.75

US6687711084

Sale

468

25.71

US6687711084

Purchase

100

25.83

US6687711084

Sale

245

25.83

US6687711084

Sale

100

25.58

US6687711084

Sale

1,100

25.65

US6687711084

Sale

349

25.72

US6687711084

Purchase

82

25.79

US6687711084

Sale

1,337

25.79

US6687711084

Purchase

1,381

25.77

US6687711084

Sale

2,903

25.77

US6687711084

Purchase

50

25.63

US6687711084

Purchase

25

25.69

US6687711084

Sale

413

25.69

US6687711084

Sale

1,320

25.67

US6687711084

Purchase

100

25.73

US6687711084

Sale

180

25.73

US6687711084

Sale

18

25.59

US6687711084

Sale

5,559

25.68

US6687711084

Sale

82

25.61

US6687711084

Purchase

134

25.82

US6687711084

Sale

20,794

25.82

US6687711084

Sale

4,538

25.81

US6687711084

Sale

344

25.74

US6687711084

Sale

2,161

25.80

US6687711084

Sale

8,084

25.78

US6687711084

Purchase

400

25.84

US6687711084

Sale

727

25.75

US6687711084

Sale

33

25.71

US6687711084

Purchase

358

25.83

US6687711084

Sale

726

25.79

US6687711084

Purchase

150

25.77

US6687711084

Sale

5,344

25.77

US6687711084

Sale

7

25.69

US6687711084

Sale

880

25.73

US6687711084

Sale

3,525

25.76

US6687711084

Purchase

728

25.82

US6687711084

Sale

1,668

25.82

US6687711084

Purchase

825

25.81

US6687711084

Sale

2,843

25.81

US6687711084

Sale

7

25.74

US6687711084

Purchase

373

25.80

US6687711084

Sale

2,328

25.80

US6687711084

Sale

428

25.66

US6687711084

Sale

5,589

25.78

US6687711084

Purchase

411

25.84

US6687711084

Sale

500

25.84

US6687711084

Purchase

967

25.82

(b) Cash-settled derivative transactions

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit
(USD)

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

27th September 2021

Contact name:

Milos Naumovic

Telephone number:

+44 203 650 8203

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20210927005500/en/

Contacts

Millennium Partners, L.P.

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