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Form 8.3 - NortonLifeLock Inc.

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LONDON, September 17, 2021--(BUSINESS WIRE)--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a) Full name of discloser:

Millennium International Management LP

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

NortonLifeLock Inc.

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

16th September 2021

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state "N/A"

Yes, Avast plc.

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.01 common (US6687711084)

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

971,329

0.167%

339,976

0.058%

(2) Cash-settled derivatives:

708

0.000%

-

-

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

-

-

-

-

TOTAL:

972,037

0.167%

339,976

0.058%

Class of relevant security:

2.000% Senior Unsecured Convertible Notes August 2022 (US668771AA66)

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

8,000,000

1.280%

-

-

(2) Cash-settled derivatives:

-

-

-

-

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

-

-

-

-

TOTAL:

8,000,000

1.280%

-

-

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security

Purchase/sale

Number of securities

Price per unit (USD)

US6687711084

Purchase

400

26.20

US6687711084

Purchase

500

26.19

US6687711084

Purchase

4,052

25.92

US6687711084

Sale

733

25.92

US6687711084

Purchase

100

26.22

US6687711084

Purchase

895

26.08

US6687711084

Purchase

100

26.21

US6687711084

Purchase

263

26.12

US6687711084

Purchase

639

26.11

US6687711084

Purchase

4,790

26.10

US6687711084

Purchase

267

26.07

US6687711084

Purchase

5,166

26.09

US6687711084

Purchase

3,500

26.05

US6687711084

Purchase

1,045

26.04

US6687711084

Purchase

500

26.06

US6687711084

Purchase

300

26.03

US6687711084

Purchase

2,237

26.02

US6687711084

Purchase

100

26.15

US6687711084

Purchase

100

26.00

US6687711084

Purchase

2

26.01

US6687711084

Purchase

296

26.23

US6687711084

Purchase

400

26.20

US6687711084

Purchase

210

26.25

US6687711084

Purchase

100

26.28

US6687711084

Purchase

410

25.92

US6687711084

Purchase

300

26.24

US6687711084

Purchase

300

26.22

US6687711084

Purchase

76

26.17

US6687711084

Purchase

6,500

26.08

US6687711084

Purchase

2,115

26.21

US6687711084

Purchase

781

26.12

US6687711084

Purchase

1,352

26.11

US6687711084

Purchase

1,302

26.10

US6687711084

Purchase

310

26.07

US6687711084

Purchase

10,894

26.09

US6687711084

Purchase

310

26.05

US6687711084

Purchase

908

26.04

US6687711084

Purchase

400

26.06

US6687711084

Purchase

624

26.14

US6687711084

Purchase

15

26.13

US6687711084

Purchase

1,454

26.03

US6687711084

Purchase

640

26.02

US6687711084

Purchase

500

26.15

US6687711084

Purchase

2,300

26.00

US6687711084

Purchase

3,795

26.01

US6687711084

Purchase

1,400

25.99

US6687711084

Purchase

94

25.97

US6687711084

Purchase

1,715

25.98

US6687711084

Purchase

200

25.91

US6687711084

Purchase

900

25.96

US6687711084

Purchase

100

26.29

US6687711084

Sale

100

26.20

US6687711084

Purchase

12,357

25.92

US6687711084

Sale

132

26.22

US6687711084

Purchase

6,584

26.08

US6687711084

Purchase

244

26.11

US6687711084

Purchase

57

26.10

US6687711084

Purchase

2,578

26.07

US6687711084

Purchase

548

26.09

US6687711084

Purchase

200

26.05

US6687711084

Sale

44

26.05

US6687711084

Purchase

608

26.04

US6687711084

Sale

26

26.04

US6687711084

Purchase

1,261

26.06

US6687711084

Purchase

194

26.14

US6687711084

Purchase

2,797

26.03

US6687711084

Purchase

8,802

26.00

US6687711084

Purchase

1,300

26.01

US6687711084

Purchase

15,810

25.99

US6687711084

Purchase

1,234

25.94

US6687711084

Purchase

300

25.97

US6687711084

Purchase

200

25.89

US6687711084

Purchase

1,863

25.95

US6687711084

Purchase

171

25.93

US6687711084

Purchase

195

25.90

US6687711084

Purchase

500

25.98

US6687711084

Purchase

1,778

26.23

US6687711084

Purchase

700

26.20

US6687711084

Purchase

100

26.25

US6687711084

Purchase

2,801

25.92

US6687711084

Sale

4,897

25.92

US6687711084

Purchase

373

26.24

US6687711084

Purchase

26

26.22

US6687711084

Purchase

13

26.17

US6687711084

Purchase

918

26.08

US6687711084

Sale

100

26.08

US6687711084

Purchase

39

26.21

US6687711084

Sale

10

26.12

US6687711084

Purchase

433

26.11

US6687711084

Sale

108

26.11

US6687711084

Purchase

500

26.30

US6687711084

Purchase

36

26.26

US6687711084

Purchase

100

26.18

US6687711084

Purchase

1,094

26.10

US6687711084

Sale

372

26.10

US6687711084

Purchase

1,756

26.07

US6687711084

Sale

1,194

26.07

US6687711084

Purchase

1,491

26.09

US6687711084

Sale

1,700

26.09

US6687711084

Purchase

948

26.05

US6687711084

Purchase

68

26.04

US6687711084

Purchase

1,158

26.06

US6687711084

Purchase

201

26.14

US6687711084

Purchase

131

26.13

US6687711084

Sale

80

26.13

US6687711084

Purchase

599

26.03

US6687711084

Sale

200

26.03

US6687711084

Purchase

381

26.02

US6687711084

Sale

400

26.02

US6687711084

Purchase

46

26.15

US6687711084

Sale

100

26.15

US6687711084

Purchase

1,036

26.00

US6687711084

Sale

100

26.00

US6687711084

Purchase

1,686

26.01

US6687711084

Sale

1,100

26.01

US6687711084

Purchase

63

25.99

US6687711084

Sale

47

25.99

US6687711084

Sale

4

25.94

US6687711084

Purchase

1

25.89

US6687711084

Purchase

6

25.95

US6687711084

Sale

20

25.95

US6687711084

Sale

100

25.93

US6687711084

Sale

2

25.90

US6687711084

Purchase

326

25.96

US6687711084

Purchase

409

25.92

US6687711084

Purchase

100

26.17

US6687711084

Purchase

464

26.08

US6687711084

Sale

100

26.08

US6687711084

Purchase

400

26.12

US6687711084

Purchase

395

26.11

US6687711084

Purchase

500

26.07

US6687711084

Sale

100

26.07

US6687711084

Purchase

510

26.09

US6687711084

Sale

100

26.09

US6687711084

Purchase

300

26.05

US6687711084

Purchase

300

26.04

US6687711084

Sale

100

26.06

US6687711084

Purchase

500

26.14

US6687711084

Purchase

500

26.13

US6687711084

Purchase

206

26.03

US6687711084

Purchase

300

26.02

US6687711084

Purchase

200

26.15

US6687711084

Purchase

102

26.00

US6687711084

Sale

100

26.00

US6687711084

Purchase

516

26.01

US6687711084

Purchase

700

25.94

US6687711084

Purchase

300

25.97

US6687711084

Purchase

600

25.95

US6687711084

Purchase

100

25.93

US6687711084

Sale

60

25.93

US6687711084

Purchase

3,136

25.98

US6687711084

Purchase

200

25.91

US6687711084

Purchase

96

25.92

US6687711084

Purchase

153

26.10

US6687711084

Purchase

60

26.06

US6687711084

Purchase

540

25.93

(b) Cash-settled derivative transactions

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit
(USD)

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

17th September 2021

Contact name:

Milos Naumovic

Telephone number:

+44 203 650 8203

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20210917005256/en/

Contacts

Millennium Partners, L.P.

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