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Form 8.3 - NortonLifeLock Inc.

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LONDON, October 20, 2021--(BUSINESS WIRE)--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a) Full name of discloser:

Millennium International Management LP

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

NortonLifeLock Inc.

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

19th October 2021

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state "N/A"

Yes, Avast plc.

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.01 common (US6687711084)

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

1,673,562

0.288%

322,100

0.055%

(2) Cash-settled derivatives:

708

0.000%

-

-

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

-

-

-

-

TOTAL:

1,674,270

0.288%

322,100

0.055%

Class of relevant security:

2.000% Senior Unsecured Convertible Notes August 2022 (US668771AA66)

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

8,000,000

1.280%

-

-

(2) Cash-settled derivatives:

-

-

-

-

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

-

-

-

-

TOTAL:

8,000,000

1.280%

-

-

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security

Purchase/sale

Number of securities

Price per unit (USD)

US6687711084

Purchase

4

25.75

US6687711084

Sale

209

25.75

US6687711084

Sale

53

25.71

US6687711084

Purchase

2

25.76

US6687711084

Purchase

1

25.78

US6687711084

Purchase

171

25.82

US6687711084

Sale

6

25.70

US6687711084

Purchase

462

25.75

US6687711084

Purchase

601

25.76

US6687711084

Purchase

100

25.77

US6687711084

Sale

1,949

25.82

US6687711084

Purchase

100

25.79

US6687711084

Sale

6,123

25.75

US6687711084

Sale

39

25.72

US6687711084

Sale

189

25.71

US6687711084

Sale

10,974

25.80

US6687711084

Sale

308

25.73

US6687711084

Sale

2,880

25.76

US6687711084

Sale

2,703

25.77

US6687711084

Sale

300

25.69

US6687711084

Sale

100

25.67

US6687711084

Sale

1,476

25.68

US6687711084

Sale

11,069

25.74

US6687711084

Sale

82

25.66

US6687711084

Sale

3,931

25.78

US6687711084

Sale

13,213

25.82

US6687711084

Sale

680

25.81

US6687711084

Sale

712

25.83

US6687711084

Sale

1,227

25.79

US6687711084

Sale

120

25.84

US6687711084

Purchase

101

25.75

US6687711084

Sale

10,522

25.75

US6687711084

Purchase

8

25.72

US6687711084

Sale

156

25.72

US6687711084

Purchase

84

25.71

US6687711084

Purchase

23

25.73

US6687711084

Sale

1,785

25.73

US6687711084

Purchase

459

25.76

US6687711084

Sale

4,905

25.76

US6687711084

Purchase

358

25.77

US6687711084

Sale

3,808

25.77

US6687711084

Sale

200

25.67

US6687711084

Sale

300

25.68

US6687711084

Purchase

38

25.74

US6687711084

Sale

1,073

25.74

US6687711084

Sale

447

25.66

US6687711084

Purchase

301

25.78

US6687711084

Sale

474

25.78

US6687711084

Purchase

10,932

25.82

US6687711084

Purchase

617

25.81

US6687711084

Sale

89

25.81

US6687711084

Sale

3

25.70

US6687711084

Purchase

213

25.79

US6687711084

Sale

9

25.79

US6687711084

Purchase

17

25.63

US6687711084

Sale

100

25.63

US6687711084

Purchase

113

25.84

US6687711084

Sale

17

25.84

US6687711084

Purchase

111

25.87

US6687711084

Sale

9

25.86

US6687711084

Purchase

286

25.75

US6687711084

Sale

150

25.75

US6687711084

Purchase

35

25.76

US6687711084

Sale

230

25.76

US6687711084

Purchase

53

25.77

US6687711084

Sale

200

25.77

US6687711084

Purchase

4

25.69

US6687711084

Purchase

133

25.74

US6687711084

Sale

100

25.74

US6687711084

Purchase

24

25.78

US6687711084

Sale

353

25.78

US6687711084

Sale

400

25.82

US6687711084

Purchase

1

25.64

US6687711084

Sale

24

25.81

US6687711084

Sale

320

25.79

US6687711084

Purchase

1,976

25.82

(b) Cash-settled derivative transactions

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit
(USD)

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

20th October 2021

Contact name:

Milos Naumovic

Telephone number:

+44 203 650 8203

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20211020005577/en/

Contacts

Millennium Partners, L.P.

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