Canada markets open in 8 hours 59 minutes
  • S&P/TSX

    21,188.19
    +101.20 (+0.48%)
     
  • S&P 500

    4,536.19
    +16.56 (+0.37%)
     
  • DOW

    35,609.34
    +152.03 (+0.43%)
     
  • CAD/USD

    0.8120
    0.0000 (-0.00%)
     
  • CRUDE OIL

    84.25
    +0.38 (+0.45%)
     
  • BTC-CAD

    79,768.71
    +633.32 (+0.80%)
     
  • CMC Crypto 200

    1,528.68
    +47.87 (+3.23%)
     
  • GOLD FUTURES

    1,786.60
    +1.70 (+0.10%)
     
  • RUSSELL 2000

    2,289.77
    +13.85 (+0.61%)
     
  • 10-Yr Bond

    1.6360
    -1.6350 (-100.00%)
     
  • NASDAQ futures

    15,330.75
    -46.75 (-0.30%)
     
  • VOLATILITY

    15.49
    -15.70 (-100.00%)
     
  • FTSE

    7,223.10
    +5.57 (+0.08%)
     
  • NIKKEI 225

    28,947.71
    -307.84 (-1.05%)
     
  • CAD/EUR

    0.6965
    0.0000 (0.00%)
     

Form 8.3 - NortonLifeLock Inc.

·8 min read

LONDON, September 24, 2021--(BUSINESS WIRE)--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a) Full name of discloser:

Millennium International Management LP

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

NortonLifeLock Inc.

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

23rd September 2021

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state "N/A"

Yes, Avast plc.

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.01 common (US6687711084)

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

1,062,093

0.183%

363,154

0.062%

(2) Cash-settled derivatives:

708

0.000%

-

-

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

-

-

TOTAL:

1,062,801

0.183%

363,154

0.062%

Class of relevant security:

2.000% Senior Unsecured Convertible Notes August 2022 (US668771AA66)

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

8,000,000

1.280%

-

-

(2) Cash-settled derivatives:

-

-

-

-

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

-

-

-

-

TOTAL:

8,000,000

1.280%

-

-

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security

Purchase/sale

Number of securities

Price per unit (USD)

US6687711084

Sale

348

24.95

US6687711084

Purchase

422

25.75

US6687711084

Sale

300

25.75

US6687711084

Sale

73

25.01

US6687711084

Purchase

1

25.26

US6687711084

Purchase

1

25.49

US6687711084

Sale

100

25.49

US6687711084

Purchase

3

25.50

US6687711084

Sale

66

25.50

US6687711084

Purchase

1

25.59

US6687711084

Sale

155

25.59

US6687711084

Purchase

3

25.60

US6687711084

Sale

2,000

25.60

US6687711084

Purchase

4

25.67

US6687711084

Purchase

1

25.35

US6687711084

Purchase

11

25.70

US6687711084

Purchase

5

25.61

US6687711084

Purchase

3

25.68

US6687711084

Purchase

3

25.36

US6687711084

Purchase

2

25.65

US6687711084

Purchase

4

25.66

US6687711084

Purchase

5

25.62

US6687711084

Purchase

1

25.46

US6687711084

Sale

469

25.46

US6687711084

Purchase

5

25.63

US6687711084

Purchase

1

25.45

US6687711084

Sale

400

25.45

US6687711084

Purchase

1

25.56

US6687711084

Sale

100

25.52

US6687711084

Sale

65

25.48

US6687711084

Purchase

1

25.64

US6687711084

Purchase

2

25.10

US6687711084

Purchase

558

25.69

US6687711084

Sale

100

25.69

US6687711084

Sale

300

25.58

US6687711084

Purchase

229

25.73

US6687711084

Sale

1,700

25.73

US6687711084

Purchase

326

25.71

US6687711084

Sale

400

25.71

US6687711084

Purchase

111

25.76

US6687711084

Sale

539

25.76

US6687711084

Purchase

72

25.77

US6687711084

Sale

100

25.77

US6687711084

Purchase

1

25.41

US6687711084

Sale

12

25.44

US6687711084

Purchase

111

25.72

US6687711084

Sale

200

25.72

US6687711084

Sale

100

24.92

US6687711084

Sale

65

25.31

US6687711084

Purchase

1

25.39

US6687711084

Purchase

3,438

25.75

US6687711084

Sale

100

25.01

US6687711084

Purchase

100

25.67

US6687711084

Purchase

300

25.70

US6687711084

Sale

299

25.70

US6687711084

Purchase

300

25.68

US6687711084

Sale

39

25.68

US6687711084

Sale

100

25.66

US6687711084

Sale

400

25.06

US6687711084

Sale

100

25.02

US6687711084

Purchase

100

25.62

US6687711084

Sale

200

25.05

US6687711084

Sale

200

25.72

US6687711084

Purchase

433

25.75

US6687711084

Purchase

225

25.00

US6687711084

Purchase

100

25.12

US6687711084

Purchase

200

25.19

US6687711084

Purchase

100

25.49

US6687711084

Purchase

100

25.50

US6687711084

Purchase

82

25.60

US6687711084

Sale

200

25.67

US6687711084

Purchase

20

25.18

US6687711084

Purchase

100

25.70

US6687711084

Sale

2,722

25.70

US6687711084

Sale

400

25.74

US6687711084

Purchase

121

25.61

US6687711084

Purchase

100

25.68

US6687711084

Sale

665

25.68

US6687711084

Purchase

766

25.46

US6687711084

Purchase

240

25.53

US6687711084

Purchase

6,588

25.52

US6687711084

Purchase

738

25.48

US6687711084

Purchase

6

25.30

US6687711084

Purchase

73

25.10

US6687711084

Purchase

320

25.51

US6687711084

Purchase

100

25.69

US6687711084

Sale

710

25.69

US6687711084

Purchase

100

25.15

US6687711084

Sale

2,273

25.73

US6687711084

Sale

100

25.78

US6687711084

Purchase

1,080

25.20

US6687711084

Sale

7,082

25.71

US6687711084

Purchase

147

25.57

US6687711084

Sale

815

25.76

US6687711084

Sale

1

25.72

US6687711084

Purchase

170

25.55

US6687711084

Purchase

5

25.28

US6687711084

Purchase

462

24.95

US6687711084

Sale

34

24.95

US6687711084

Purchase

3,559

25.75

US6687711084

Sale

4,521

25.75

US6687711084

Sale

186

25.50

US6687711084

Purchase

12

25.59

US6687711084

Sale

46

25.59

US6687711084

Purchase

100

25.60

US6687711084

Sale

989

25.60

US6687711084

Purchase

300

25.67

US6687711084

Sale

357

25.67

US6687711084

Purchase

64

25.70

US6687711084

Sale

515

25.70

US6687711084

Purchase

100

25.74

US6687711084

Sale

2,665

25.74

US6687711084

Purchase

1,094

25.61

US6687711084

Sale

2,838

25.61

US6687711084

Purchase

1,006

25.68

US6687711084

Sale

29

25.68

US6687711084

Sale

376

25.65

US6687711084

Purchase

61

25.66

US6687711084

Sale

852

25.66

US6687711084

Purchase

1,230

25.62

US6687711084

Sale

783

25.62

US6687711084

Sale

300

25.53

US6687711084

Purchase

1,382

25.63

US6687711084

Sale

2,138

25.63

US6687711084

Sale

182

25.48

US6687711084

Purchase

437

25.64

US6687711084

Sale

1,121

25.64

US6687711084

Sale

400

25.51

US6687711084

Purchase

582

25.69

US6687711084

Sale

296

25.69

US6687711084

Sale

8

25.15

US6687711084

Sale

14

25.05

US6687711084

Sale

507

25.58

US6687711084

Sale

850

25.73

US6687711084

Sale

5

25.78

US6687711084

Sale

68

25.20

US6687711084

Sale

72

25.04

US6687711084

Sale

26

25.13

US6687711084

Purchase

800

25.71

US6687711084

Sale

924

25.71

US6687711084

Sale

3

25.76

US6687711084

Sale

104

25.77

US6687711084

Purchase

19

25.41

US6687711084

Sale

48

25.40

US6687711084

Sale

635

25.72

US6687711084

Sale

46

24.99

US6687711084

Sale

9

24.95

US6687711084

Sale

99

25.75

US6687711084

Sale

30

25.49

US6687711084

Sale

28

25.50

US6687711084

Purchase

5

25.60

US6687711084

Purchase

180

25.67

US6687711084

Sale

1

25.35

US6687711084

Purchase

236

25.70

US6687711084

Sale

22

25.70

US6687711084

Sale

2

25.74

US6687711084

Purchase

1

25.61

US6687711084

Sale

9

25.61

US6687711084

Purchase

36

25.68

US6687711084

Purchase

108

25.66

US6687711084

Sale

4

25.66

US6687711084

Sale

3

25.46

US6687711084

Purchase

307

25.63

US6687711084

Purchase

1

25.56

US6687711084

Sale

53

25.56

US6687711084

Sale

4

25.52

US6687711084

Sale

2

25.48

US6687711084

Sale

1

25.64

US6687711084

Sale

11

25.51

US6687711084

Sale

7

25.69

US6687711084

Sale

6

25.42

US6687711084

Purchase

63

25.71

US6687711084

Sale

7

25.71

US6687711084

Sale

1

25.44

US6687711084

Sale

3

25.40

US6687711084

Sale

5

25.72

US6687711084

Sale

26

25.38

US6687711084

Purchase

1,566

25.76

US6687711084

Purchase

101

25.77

(b) Cash-settled derivative transactions

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit
(USD)

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

24th September 2021

Contact name:

Milos Naumovic

Telephone number:

+44 203 650 8203

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20210924005219/en/

Contacts

Millennium Partners, L.P.

Our goal is to create a safe and engaging place for users to connect over interests and passions. In order to improve our community experience, we are temporarily suspending article commenting