Canada markets closed
  • S&P/TSX

    21,125.90
    -487.28 (-2.25%)
     
  • S&P 500

    4,594.62
    -106.84 (-2.27%)
     
  • DOW

    34,899.34
    -905.04 (-2.53%)
     
  • CAD/USD

    0.7816
    -0.0089 (-1.12%)
     
  • CRUDE OIL

    68.15
    -10.24 (-13.06%)
     
  • BTC-CAD

    69,487.27
    -388.71 (-0.56%)
     
  • CMC Crypto 200

    1,365.60
    -89.82 (-6.17%)
     
  • GOLD FUTURES

    1,788.10
    +1.20 (+0.07%)
     
  • RUSSELL 2000

    2,245.94
    -85.52 (-3.67%)
     
  • 10-Yr Bond

    1.4820
    -0.1630 (-9.91%)
     
  • NASDAQ

    15,491.66
    -353.57 (-2.23%)
     
  • VOLATILITY

    28.62
    +10.04 (+54.04%)
     
  • FTSE

    7,044.03
    -266.34 (-3.64%)
     
  • NIKKEI 225

    28,751.62
    -747.66 (-2.53%)
     
  • CAD/EUR

    0.6901
    -0.0147 (-2.09%)
     

Form 8.3 - DraftKings Inc

  • Oops!
    Something went wrong.
    Please try again later.
  • Oops!
    Something went wrong.
    Please try again later.
·15 min read
In this article:
  • Oops!
    Something went wrong.
    Please try again later.
  • Oops!
    Something went wrong.
    Please try again later.

LONDON, October 26, 2021--(BUSINESS WIRE)--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a)

Full name of discloser:

Barclays PLC.

(b)

Owner or controller of interest and short

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

DRAFTKINGS INC

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

offeror/offeree, state this and specify identity of

offeror/offeree:

(e)

Date position held/dealing undertaken:

25 October 2021

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

disclosures in respect of any other party to the offer?

ENTAIN PLC

GVC HLDGS PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.0001 class A common

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

586,261

0.14%

394,227

0.10%

(2)

Cash-settled derivatives:

16,877

0.00%

0

0.00%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

2,534,295

0.62%

1,295,030

0.32%

TOTAL:

3,137,433

0.77%

1,689,257

0.42%

Class of relevant security:

Convertible Bond US26142RAA23

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

1,361,000

0.34%

0

0.00%

(2)

Cash-settled derivatives:

0

0.00%

0

0.00%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

0

0.00%

0

0.00%

TOTAL:

1,361,000

0.34%

0

0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant

Purchase/sale

Number of

Price per unit

security

securities

Convertible Bond

Purchase

3,134,000

86.7912 USD

Convertible Bond

Sale

1,567,000

86.7912 USD

USD 0.0001 class A common

Purchase

2

45.6500 USD

USD 0.0001 class A common

Purchase

4

46.8500 USD

USD 0.0001 class A common

Purchase

9

46.6100 USD

USD 0.0001 class A common

Purchase

22

46.7352 USD

USD 0.0001 class A common

Purchase

23

47.0569 USD

USD 0.0001 class A common

Purchase

68

46.6400 USD

USD 0.0001 class A common

Purchase

74

46.7043 USD

USD 0.0001 class A common

Purchase

75

46.5700 USD

USD 0.0001 class A common

Purchase

90

46.6677 USD

USD 0.0001 class A common

Purchase

91

46.5243 USD

USD 0.0001 class A common

Purchase

96

46.6654 USD

USD 0.0001 class A common

Purchase

100

46.8300 USD

USD 0.0001 class A common

Purchase

104

46.7776 USD

USD 0.0001 class A common

Purchase

112

46.6382 USD

USD 0.0001 class A common

Purchase

115

46.8044 USD

USD 0.0001 class A common

Purchase

120

46.7095 USD

USD 0.0001 class A common

Purchase

138

46.7555 USD

USD 0.0001 class A common

Purchase

155

46.7121 USD

USD 0.0001 class A common

Purchase

195

46.8600 USD

USD 0.0001 class A common

Purchase

200

46.8350 USD

USD 0.0001 class A common

Purchase

206

46.8188 USD

USD 0.0001 class A common

Purchase

300

46.6099 USD

USD 0.0001 class A common

Purchase

375

46.5753 USD

USD 0.0001 class A common

Purchase

440

46.6790 USD

USD 0.0001 class A common

Purchase

562

46.6389 USD

USD 0.0001 class A common

Purchase

564

46.8200 USD

USD 0.0001 class A common

Purchase

637

46.7616 USD

USD 0.0001 class A common

Purchase

1,531

46.7746 USD

USD 0.0001 class A common

Purchase

1,542

46.6532 USD

USD 0.0001 class A common

Purchase

1,648

46.7631 USD

USD 0.0001 class A common

Purchase

1,994

46.4311 USD

USD 0.0001 class A common

Purchase

2,188

46.8050 USD

USD 0.0001 class A common

Purchase

2,789

46.7308 USD

USD 0.0001 class A common

Purchase

2,863

46.3896 USD

USD 0.0001 class A common

Purchase

3,354

46.1342 USD

USD 0.0001 class A common

Purchase

4,037

46.5815 USD

USD 0.0001 class A common

Purchase

4,300

46.7500 USD

USD 0.0001 class A common

Purchase

5,355

46.7387 USD

USD 0.0001 class A common

Purchase

7,800

46.7600 USD

USD 0.0001 class A common

Purchase

7,985

46.6233 USD

USD 0.0001 class A common

Purchase

17,783

46.7727 USD

USD 0.0001 class A common

Purchase

26,693

46.6672 USD

USD 0.0001 class A common

Purchase

28,328

46.6140 USD

USD 0.0001 class A common

Purchase

31,418

46.6203 USD

USD 0.0001 class A common

Purchase

67,903

46.7315 USD

USD 0.0001 class A common

Purchase

116,935

46.5034 USD

USD 0.0001 class A common

Purchase

146,688

46.5937 USD

USD 0.0001 class A common

Sale

4

46.7200 USD

USD 0.0001 class A common

Sale

4

46.8500 USD

USD 0.0001 class A common

Sale

10

46.6920 USD

USD 0.0001 class A common

Sale

15

46.8313 USD

USD 0.0001 class A common

Sale

37

46.5179 USD

USD 0.0001 class A common

Sale

55

46.7790 USD

USD 0.0001 class A common

Sale

100

47.0200 USD

USD 0.0001 class A common

Sale

100

46.7100 USD

USD 0.0001 class A common

Sale

108

46.8121 USD

USD 0.0001 class A common

Sale

109

46.7806 USD

USD 0.0001 class A common

Sale

111

46.7844 USD

USD 0.0001 class A common

Sale

112

46.7694 USD

USD 0.0001 class A common

Sale

112

47.0400 USD

USD 0.0001 class A common

Sale

116

46.7981 USD

USD 0.0001 class A common

Sale

119

46.7871 USD

USD 0.0001 class A common

Sale

121

46.7700 USD

USD 0.0001 class A common

Sale

125

46.7810 USD

USD 0.0001 class A common

Sale

126

46.7608 USD

USD 0.0001 class A common

Sale

140

46.7557 USD

USD 0.0001 class A common

Sale

169

46.7533 USD

USD 0.0001 class A common

Sale

180

46.8077 USD

USD 0.0001 class A common

Sale

200

46.7825 USD

USD 0.0001 class A common

Sale

202

46.8000 USD

USD 0.0001 class A common

Sale

204

46.7801 USD

USD 0.0001 class A common

Sale

205

46.8051 USD

USD 0.0001 class A common

Sale

300

46.8016 USD

USD 0.0001 class A common

Sale

300

46.8033 USD

USD 0.0001 class A common

Sale

300

46.5000 USD

USD 0.0001 class A common

Sale

300

46.7500 USD

USD 0.0001 class A common

Sale

300

46.7750 USD

USD 0.0001 class A common

Sale

321

46.7707 USD

USD 0.0001 class A common

Sale

384

46.5250 USD

USD 0.0001 class A common

Sale

400

46.7900 USD

USD 0.0001 class A common

Sale

400

46.7800 USD

USD 0.0001 class A common

Sale

400

46.7950 USD

USD 0.0001 class A common

Sale

429

46.7527 USD

USD 0.0001 class A common

Sale

499

46.8100 USD

USD 0.0001 class A common

Sale

500

46.7850 USD

USD 0.0001 class A common

Sale

500

46.7820 USD

USD 0.0001 class A common

Sale

506

46.7875 USD

USD 0.0001 class A common

Sale

519

46.9481 USD

USD 0.0001 class A common

Sale

600

46.7908 USD

USD 0.0001 class A common

Sale

600

46.7975 USD

USD 0.0001 class A common

Sale

700

46.4328 USD

USD 0.0001 class A common

Sale

719

46.8133 USD

USD 0.0001 class A common

Sale

822

46.7917 USD

USD 0.0001 class A common

Sale

854

46.8200 USD

USD 0.0001 class A common

Sale

896

46.7765 USD

USD 0.0001 class A common

Sale

998

46.4014 USD

USD 0.0001 class A common

Sale

1,158

46.7729 USD

USD 0.0001 class A common

Sale

1,180

46.7718 USD

USD 0.0001 class A common

Sale

1,398

46.8050 USD

USD 0.0001 class A common

Sale

1,400

46.7921 USD

USD 0.0001 class A common

Sale

1,552

46.8149 USD

USD 0.0001 class A common

Sale

1,674

46.7799 USD

USD 0.0001 class A common

Sale

1,801

46.7983 USD

USD 0.0001 class A common

Sale

1,863

46.3556 USD

USD 0.0001 class A common

Sale

2,318

46.8285 USD

USD 0.0001 class A common

Sale

2,655

46.8123 USD

USD 0.0001 class A common

Sale

3,942

46.7212 USD

USD 0.0001 class A common

Sale

4,163

46.5426 USD

USD 0.0001 class A common

Sale

5,106

46.8089 USD

USD 0.0001 class A common

Sale

5,339

46.3785 USD

USD 0.0001 class A common

Sale

5,355

46.7387 USD

USD 0.0001 class A common

Sale

5,576

46.6690 USD

USD 0.0001 class A common

Sale

5,649

46.8156 USD

USD 0.0001 class A common

Sale

7,707

46.0500 USD

USD 0.0001 class A common

Sale

8,219

46.3953 USD

USD 0.0001 class A common

Sale

14,288

46.7638 USD

USD 0.0001 class A common

Sale

15,391

46.6102 USD

USD 0.0001 class A common

Sale

21,194

46.6663 USD

USD 0.0001 class A common

Sale

27,959

46.4773 USD

USD 0.0001 class A common

Sale

28,370

46.6979 USD

USD 0.0001 class A common

Sale

33,974

46.6095 USD

USD 0.0001 class A common

Sale

61,364

46.8166 USD

USD 0.0001 class A common

Sale

69,563

46.4495 USD

USD 0.0001 class A common

Sale

153,956

46.6082 USD

(b) Cash-settled derivative transactions

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class

Product

Writing,

Number

Exercise

Type

Expiry

Option

of

description

purchasing,

of

price

date

money

relevant

selling,

securities

per unit

paid/

security

varying etc

to which

received

option

per unit

relates

USD 0.0001 class A common

Call Options

Purchasing

56,900

50 USD

American

22 Oct 2021

0.0100 USD

USD 0.0001 class A common

Put Options

Selling

18,700

49 USD

American

22 Oct 2021

2.7400 USD

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

26 Oct 2021

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1. KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

DRAFTKINGS INC

relevant securities this from relates:

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class

Product

Writing,

Number

Exercise

Type

Expiry

of

description

purchasing,

of

price

date

relevant

selling,

securities

per unit

security

varying etc

to which

option

relates

USD 0.0001 class A common

Call Options

Purchased

65,000

50.0000

American

29 Oct 2021

USD 0.0001 class A common

Call Options

Written

-35,500

55.0000

American

21 Jan 2022

USD 0.0001 class A common

Call Options

Written

-33,835

70.0000

American

20 Jan 2023

USD 0.0001 class A common

Call Options

Written

-31,007

65.0000

American

20 Jan 2023

USD 0.0001 class A common

Call Options

Written

-20,503

65.0000

American

21 Jan 2022

USD 0.0001 class A common

Call Options

Written

-16,059

55.0000

American

20 Jan 2023

USD 0.0001 class A common

Call Options

Written

-14,443

60.0000

American

20 Jan 2023

USD 0.0001 class A common

Call Options

Written

-7,373

45.0000

American

19 Nov 2021

USD 0.0001 class A common

Call Options

Written

-6,363

50.0000

American

21 Jan 2022

USD 0.0001 class A common

Call Options

Written

-707

40.0000

American

21 Jan 2022

USD 0.0001 class A common

Call Options

Written

-101

60.0000

American

21 Jan 2022

USD 0.0001 class A common

Put Options

Purchased

-418,200

45.0000

American

20 May 2022

USD 0.0001 class A common

Put Options

Purchased

-212,400

55.0000

American

21 Jan 2022

USD 0.0001 class A common

Put Options

Purchased

-211,100

45.0000

American

20 Jan 2023

USD 0.0001 class A common

Put Options

Purchased

-85,700

40.0000

American

19 Nov 2021

USD 0.0001 class A common

Put Options

Purchased

-63,963

50.0000

American

21 Jan 2022

USD 0.0001 class A common

Put Options

Purchased

-52,500

40.0000

American

20 Jan 2023

USD 0.0001 class A common

Put Options

Purchased

-30,000

60.0000

American

19 Nov 2021

USD 0.0001 class A common

Put Options

Purchased

-22,601

60.0000

American

21 Jan 2022

USD 0.0001 class A common

Put Options

Purchased

-16,968

65.0000

American

21 Jan 2022

USD 0.0001 class A common

Put Options

Purchased

-15,000

49.0000

American

29 Oct 2021

USD 0.0001 class A common

Put Options

Purchased

-707

40.0000

American

21 Jan 2022

USD 0.0001 class A common

Put Options

Written

505

40.0000

American

20 May 2022

USD 0.0001 class A common

Put Options

Written

9,999

55.0000

American

20 Jan 2023

USD 0.0001 class A common

Put Options

Written

22,500

60.0000

American

21 Jan 2022

USD 0.0001 class A common

Put Options

Written

23,230

60.0000

American

19 Nov 2021

USD 0.0001 class A common

Put Options

Written

45,248

45.0000

American

19 Nov 2021

USD 0.0001 class A common

Put Options

Written

50,500

60.0000

American

15 Jul 2022

USD 0.0001 class A common

Put Options

Written

54,944

50.0000

American

20 May 2022

USD 0.0001 class A common

Put Options

Written

57,600

50.0000

American

21 Jan 2022

USD 0.0001 class A common

Put Options

Written

111,403

60.0000

American

20 Jan 2023

USD 0.0001 class A common

Put Options

Written

113,778

40.0000

American

19 Nov 2021

USD 0.0001 class A common

Put Options

Written

141,400

55.0000

American

19 Nov 2021

USD 0.0001 class A common

Put Options

Written

201,596

45.0000

American

21 Jan 2022

USD 0.0001 class A common

Put Options

Written

202,000

45.0000

American

14 Apr 2022

USD 0.0001 class A common

Put Options

Written

206,222

40.0000

American

20 Jan 2023

USD 0.0001 class A common

Put Options

Written

223,210

50.0000

American

20 Jan 2023

USD 0.0001 class A common

Put Options

Written

228,400

55.0000

American

21 Jan 2022

USD 0.0001 class A common

Put Options

Written

275,033

45.0000

American

20 Jan 2023

USD 0.0001 class A common

Put Options

Written

501,727

45.0000

American

20 May 2022

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20211026005754/en/

Contacts

BARCLAYS PLC

Our goal is to create a safe and engaging place for users to connect over interests and passions. In order to improve our community experience, we are temporarily suspending article commenting