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Form 8.3 - Bally’s Corporation (and Premier Entertainment Sub, LLC an indirect wholly-owned subsidiary)

·7 min read

LONDON, September 28, 2021--(BUSINESS WIRE)--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a) Full name of discloser:

Millennium International Management LP

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Bally’s Corporation (and Premier Entertainment Sub, LLC an indirect wholly-owned subsidiary)

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

27th September 2021

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state "N/A"

Yes, Gamesys Group plc

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

0.01 common (US05875B1061)

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

120,989

0.271%

5,413

0.012%

(2) Cash-settled derivatives:

-

-

-

-

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

200,000

0.449%

65,300

0.146%

TOTAL:

320,989

0.720%

70,713

0.159%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security

Purchase/sale

Number of securities

Price per unit (USD)

US05875B1061

Purchase

100

52.18

US05875B1061

Sale

5

53.46

US05875B1061

Purchase

100

53.45

US05875B1061

Sale

6

53.08

US05875B1061

Sale

3

53.25

US05875B1061

Sale

9

53.82

US05875B1061

Sale

15

53.17

US05875B1061

Sale

13

53.66

US05875B1061

Sale

10

53.70

US05875B1061

Purchase

100

52.85

US05875B1061

Sale

30

53.91

US05875B1061

Sale

39

53.58

US05875B1061

Sale

52

53.72

US05875B1061

Sale

1

53.75

US05875B1061

Sale

8

52.31

US05875B1061

Sale

9

53.59

US05875B1061

Sale

4

53.81

US05875B1061

Purchase

100

53.53

US05875B1061

Purchase

10

53.49

US05875B1061

Sale

5

53.37

US05875B1061

Sale

7

53.52

US05875B1061

Sale

9

53.19

US05875B1061

Sale

6

54.17

US05875B1061

Sale

3

52.91

US05875B1061

Sale

32

53.71

US05875B1061

Sale

3

53.69

US05875B1061

Sale

3

53.86

US05875B1061

Sale

13

53.65

US05875B1061

Purchase

143

53.57

US05875B1061

Purchase

14

51.63

US05875B1061

Sale

2,654

53.82

US05875B1061

Purchase

200

53.44

US05875B1061

Purchase

102

53.48

US05875B1061

Purchase

648

53.52

US05875B1061

Sale

34

52.46

US05875B1061

Sale

102

53.46

US05875B1061

Sale

139

51.41

US05875B1061

Sale

100

52.60

US05875B1061

Sale

70

53.67

US05875B1061

Sale

50

53.18

US05875B1061

Sale

136

53.20

US05875B1061

Sale

100

52.03

US05875B1061

Sale

18

52.09

US05875B1061

Sale

300

53.82

US05875B1061

Sale

200

52.41

US05875B1061

Sale

21

53.17

US05875B1061

Sale

40

53.66

US05875B1061

Sale

20

53.64

US05875B1061

Sale

82

52.10

US05875B1061

Sale

100

53.70

US05875B1061

Sale

128

53.40

US05875B1061

Sale

295

52.76

US05875B1061

Sale

300

53.58

US05875B1061

Sale

333

53.72

US05875B1061

Sale

100

53.59

US05875B1061

Sale

1,062

53.30

US05875B1061

Sale

106

52.27

US05875B1061

Sale

43

53.41

US05875B1061

Sale

11

53.73

US05875B1061

Sale

300

52.82

US05875B1061

Sale

27

53.92

US05875B1061

Sale

100

53.61

US05875B1061

Sale

634

53.79

US05875B1061

Sale

1

53.83

US05875B1061

Sale

52

53.69

US05875B1061

Sale

100

53.43

US05875B1061

Sale

4

53.42

US05875B1061

Sale

100

53.78

US05875B1061

Sale

60

53.33

US05875B1061

Sale

3

53.46

US05875B1061

Sale

100

54.18

US05875B1061

Purchase

571

53.82

US05875B1061

Sale

351

53.82

US05875B1061

Sale

300

53.64

US05875B1061

Sale

99

53.58

US05875B1061

Sale

9

53.49

US05875B1061

Sale

100

53.37

US05875B1061

Sale

9

53.44

US05875B1061

Sale

37

53.52

US05875B1061

Sale

169

53.47

US05875B1061

Purchase

500

52.46

US05875B1061

Purchase

1,025

52.45

US05875B1061

Sale

5,305

53.77

US05875B1061

Purchase

300

52.54

US05875B1061

Purchase

700

52.56

US05875B1061

Purchase

572

52.42

US05875B1061

Purchase

83

53.57

US05875B1061

Sale

40

53.57

US05875B1061

Purchase

43

52.15

US05875B1061

Purchase

1

52.60

US05875B1061

Purchase

1

53.67

US05875B1061

Sale

192

53.67

US05875B1061

Purchase

200

52.33

US05875B1061

Purchase

193

52.07

US05875B1061

Purchase

100

52.22

US05875B1061

Purchase

19

53.51

US05875B1061

Purchase

400

53.82

US05875B1061

Sale

5,893

53.82

US05875B1061

Purchase

605

52.25

US05875B1061

Purchase

100

52.61

US05875B1061

Purchase

500

52.10

US05875B1061

Purchase

738

52.26

US05875B1061

Purchase

177

53.58

US05875B1061

Purchase

55

53.72

US05875B1061

Sale

99

53.72

US05875B1061

Purchase

101

53.26

US05875B1061

Sale

3,509

53.75

US05875B1061

Purchase

180

52.19

US05875B1061

Purchase

10

53.59

US05875B1061

Purchase

1,925

52.50

US05875B1061

Sale

200

53.30

US05875B1061

Sale

200

53.81

US05875B1061

Sale

100

53.53

US05875B1061

Purchase

10

53.49

US05875B1061

Purchase

10

53.54

US05875B1061

Purchase

67

53.68

US05875B1061

Sale

1

53.68

US05875B1061

Sale

602

53.76

US05875B1061

Sale

5

53.90

US05875B1061

Sale

200

53.56

US05875B1061

Purchase

10

53.48

US05875B1061

Purchase

3

53.74

US05875B1061

Purchase

200

52.24

US05875B1061

Purchase

253

52.47

US05875B1061

Purchase

8

53.61

US05875B1061

Purchase

144

52.23

US05875B1061

Sale

2,797

53.79

US05875B1061

Sale

1,400

53.80

US05875B1061

Sale

1

53.84

US05875B1061

Sale

400

53.96

US05875B1061

Purchase

220

52.37

US05875B1061

Sale

800

54.02

US05875B1061

Purchase

5,893

53.82

(b) Cash-settled derivative transactions

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit
(USD)

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

(USD)

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

28th September 2021

Contact name:

Milos Naumovic

Telephone number:

+44 203 650 8203

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1. KEY INFORMATION

Full name of person making disclosure:

Millennium International Management LP

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

Bally’s Corporation (and Premier Entertainment Sub, LLC an indirect wholly-owned subsidiary)

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class of relevant security

Product description e.g. call option

Written or purchased

Number of securities to which option or derivative relates

Exercise price per unit

(USD)

Type

e.g. American, European etc.

Expiry date

US05875B1061

Call Option

Sold

65,300

75

American

19/11/2021

US05875B1061

Call Option

Purchased

100,000

50

American

19/11/2021

US05875B1061

Put Option

Sold

100,000

35

American

19/11/2021

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20210928005631/en/

Contacts

Millennium Partners, L.P.

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