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Caterpillar Inc. (CAT)

-NYSE

87.67 Up 0.89(1.03%) May 17, 4:02PM EDT|After Hours : 87.67 0.00 (0.00%) May 17, 7:05PM EDT

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Major HoldersGet Major Holders for:
Breakdown
% of Shares Held by All Insider and 5% Owners:0%
% of Shares Held by Institutional & Mutual Fund Owners:63%
% of Float Held by Institutional & Mutual Fund Owners:63%
Number of Institutions Holding Shares:1210

Major Direct Holders (Forms 3 & 4)
HolderSharesReported
MAGOWAN PETER A309,6242013-03-03
GALLARDO JUAN247,2382013-04-08
OBERHELMAN DOUGLAS R182,4872013-03-03
LEVENICK STUART L143,5552013-03-03
VITTECOQ GERARD R128,8832013-02-28


Top Institutional Holders
HolderShares% OutValue*Reported
Vanguard Group, Inc. (The)33,563,7145.102,919,036,2062013-03-31
State Farm Mutual Automobile Insurance Co19,707,8003.001,713,987,3662013-03-31
BlackRock Institutional Trust Company, N.A.17,283,6132.631,503,155,8222013-03-31
State Street Corporation69,556,67010.586,049,343,5892013-03-31
Capital World Investors10,770,0001.64965,099,7002012-12-31
Gates (Bill & Melinda) Foundation10,260,8571.56892,386,7332013-03-31
Bank of New York Mellon Corporation10,053,5201.53874,354,6342013-03-31
Northern Trust Corporation9,548,0711.45830,395,7342013-03-31
FMR LLC7,169,9641.09642,500,4742012-12-31
Bank of America Corporation6,004,4190.91538,055,9862012-12-31

Top Mutual Fund Holders
HolderShares% OutValue*Reported
Washington Mutual Investors Fund10,735,0001.63933,622,9502013-03-31
Vanguard Total Stock Market Index Fund8,738,8941.33783,092,2912012-12-31
SPDR S&P 500 ETF Trust6,118,7400.93532,146,8172013-03-31
Vanguard 500 Index Fund6,072,5250.92544,158,9652012-12-31
Vanguard Institutional Index Fund-Institutional Index Fund5,991,6590.91536,912,5622012-12-31
SPDR Dow Jones Industrial Average ETF5,920,9400.90514,944,1512013-03-31
Blackrock Equity Dividend Fund4,691,0000.71461,547,4902013-01-31
Vanguard Specialized-Dividend Appreciation Index Fund4,264,9200.65419,625,4782013-01-31
Fundamental Investors Inc4,070,0000.62353,967,9002013-03-31
Ivy Asset Strategy Fund4,027,0000.61350,228,1902013-03-31

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Value shown is computed using the security's price on the report date given.

Currency in USD.