|
| Fund Name | Ticker | Category | Fund Family | Net Assets  | Expense Ratio | Annual Turnover Ratio | Legal Type | Inception Date |
|---|
| First Trust Utilities AlphaDEX | FXU | Specialty-Utilities | First Trust Exchange-traded Alphadex Fd | 911.48K | 0.70% | 1.00% | FE | 8-May-07 |
| First Trust S&P REIT | FRI | Specialty-Real Estate | First Trust Exchange-Traded Fund | 1.57M | N/A | N/A | FE | 8-May-07 |
| First Trust Financials AlphaDEX | FXO | Specialty-Financial | First Trust Exchange-traded Alphadex Fd | 1.58M | 0.70% | 26.00% | FE | 8-May-07 |
| First Trust Health Care AlphaDEX | FXH | Specialty-Health | First Trust Exchange-traded Alphadex Fd | 1.58M | 0.70% | 30.00% | FE | 8-May-07 |
| First Trust Consumer Disc AlphaDEX | FXD | Mid-Cap Growth | First Trust Exchange-traded Alphadex Fd | 1.70M | 0.70% | 1.00% | FE | 8-May-07 |
| HealthShares Infectious Disease | HHG | Specialty-Health | HealthShares, Inc. | 1.90M | N/A | 15.00% | FE | 3-Apr-07 |
| Adelante Shares RE Shelter ETF | AQS | Specialty-Real Estate | Realty Funds, Inc. | 2.07M | N/A | N/A | FE | 28-Sep-07 |
| HealthShares Metabolic-Endocrine | HHM | Specialty-Health | HealthShares, Inc. | 2.10M | N/A | 52.00% | FE | 12-Mar-07 |
| First Trust Value Line 100 ETF | FVL | Mid-Cap Growth | First Trust Exchange-Traded Fund | 2.12M | N/A | N/A | FE | 12-Jun-03 |
| First Trust NASDAQ-100 Ex-Tech Sector | QQXT | Large Blend | First Trust Exchange-Traded Fund | 2.12M | N/A | N/A | FE | 8-Feb-07 |
| HealthShares Ophthalmology | HHZ | Specialty-Health | HealthShares, Inc. | 2.13M | N/A | 49.00% | FE | 12-Mar-07 |
| HealthShares Respiratory Pulmonary | HHR | Specialty-Health | HealthShares, Inc. | 2.17M | N/A | 73.00% | FE | 12-Mar-07 |
| Adelante Shares RE Classic ETF | ACK | Specialty-Real Estate | Realty Funds, Inc. | 2.19M | N/A | N/A | FE | 28-Sep-07 |
| Adelante Shares RE Growth ETF | AGV | Specialty-Real Estate | Realty Funds, Inc. | 2.19M | N/A | N/A | FE | 28-Sep-07 |
| HealthShares GI/Gender Health | HHU | Specialty-Health | HealthShares, Inc. | 2.22M | N/A | 42.00% | FE | 12-Mar-07 |
| Adelante Shares RE Yield Plus ETF | ATY | Specialty-Real Estate | Realty Funds, Inc. | 2.23M | N/A | N/A | FE | 28-Sep-07 |
| SPA MarketGrader Large Cap 100 | SZG | Large Blend | Spa Etf Trust | 2.24M | N/A | N/A | FE | 17-Oct-07 |
| HealthShares Cardiology | HRD | Specialty-Health | HealthShares, Inc. | 2.25M | N/A | 21.00% | FE | 12-Mar-07 |
| HealthShares Neuroscience | HHN | Specialty-Health | HealthShares, Inc. | 2.25M | N/A | 47.00% | FE | 12-Mar-07 |
| SPA MarketGrader 40 | SFV | Large Blend | Spa Etf Trust | 2.26M | N/A | N/A | FE | 17-Oct-07 |